First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
51 hedge funds and large institutions have $134M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 28 increasing their positions, 5 reducing their positions, and 4 closing their positions.
460% more repeat investments, than reductions
Existing positions increased: 28 | Existing positions reduced: 5
250% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 4
64% more capital invested
Capital invested by funds: $81.9M → $134M (+$52M)
24% more funds holding
Funds holding: 41 → 51 (+10)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
7.46% less ownership
Funds ownership: 71.85% → 64.39% (-7.5%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$17.4M |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$10.7M |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$3.78M |
| 4 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$3.78M |
| 5 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$3.57M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$2.18M |
| 2 |
Stifel Financial
St. Louis,
Missouri
|
-$1.42M |
| 3 |
FEM
Fulcrum Equity Management
Plano,
Texas
|
-$629K |
| 4 |
CCG
Cypress Capital Group
Palm Beach,
Florida
|
-$87.8K |
| 5 |
ASN
Advisory Services Network
Atlanta,
Georgia
|
-$48K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
51
Jane Street
New York
| – | -$2.18M | -74,991 | Closed |
|
|
FEM
52
Fulcrum Equity Management
Plano,
Texas
| – | -$629K | -21,614 | Closed |
|
|
ASN
53
Advisory Services Network
Atlanta,
Georgia
| – | -$48K | -1,649 | Closed |
|
54
Citigroup
New York
| – | -$30K | -1,035 | Closed |
|
SDVY Hedge Fund Activity: Q3 2021 in Review
51 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q3 2021, worth a combined $134M — up 64% from $81.9M a quarter earlier.
Buyers outnumbered sellers: 14 funds opened new SDVY positions and 4 closed out — a net gain of 10 holders — while 28 added to existing stakes and 5 trimmed.
The largest buyer was LPL Financial, adding an estimated $17.4M. The largest seller was Jane Street, exiting entirely with an estimated $2.18M sold.
- 51 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q3 2021, up from 41 in Q2 2021.
- Funds reported $134M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q3 2021, up 64% quarter-over-quarter.
- 14 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q3 2021 and 4 closed out, a net change of +10 holders.
- The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q3 2021 was LPL Financial, an estimated $17.4M added.
- The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q3 2021 was Jane Street, an estimated $2.18M sold.
Based on aggregated 13F filings for Q3 2021.