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First Trust SMID Cap Rising Dividend Achievers ETF

155 hedge funds and large institutions have $663M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2022 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 58 increasing their positions, 53 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 13

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

17% more capital invested

Capital invested by funds: $567M → $663M (+$96.8M)

8% more funds holding

Funds holding: 144155 (+11)

9% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 53

0.85% more ownership

Funds ownership: 69.32%70.17% (+0.85%)

Holders
155
Holders Change
+11
Holders Change %
+7.64%
% of All Funds
2.49%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
27
Increased
58
Reduced
53
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RA
26
RFG Advisory
Alabama
$4.24M -$781K -30,074 -17%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$4.18M -$1.67M -64,361 -29%
CWM
28
Castle Wealth Management
Florida
$4.17M +$441K +16,972 +12%
Northwestern Mutual Wealth Management
29
Northwestern Mutual Wealth Management
Wisconsin
$4.08M +$1.16M +44,638 +40%
HI
30
Harbour Investments
Wisconsin
$4.04M +$1.55M +59,728 +63%
CA
31
Crumly & Associates
Illinois
$3.79M -$1.27M -48,865 -25%
JMPWA
32
JP Morgan Private Wealth Advisors
California
$3.6M +$178K +6,864 +5%
William Blair & Company
33
William Blair & Company
Illinois
$3.36M +$3.29M +126,695 +5,414%
KWM
34
Kolinsky Wealth Management
New Jersey
$3.19M -$10.2K -391 -0.3%
SPC
35
Sigma Planning Corp
Michigan
$3.18M -$497K -19,157 -14%
AWS
36
Atria Wealth Solutions
New York
$3.09M -$267K -10,293 -8%
SWP
37
Stratos Wealth Partners
Ohio
$2.94M +$113K +4,364 +4%
WWM
38
Western Wealth Management
Colorado
$2.82M -$891K -34,304 -24%
GLA
39
Good Life Advisors
Pennsylvania
$2.8M +$313K +12,039 +13%
GIA
40
Gladstone Institutional Advisory
Florida
$2.78M +$434K +16,697 +19%
WA
41
Waverly Advisors
Alabama
$2.71M +$2.7M +103,987 New
AWM
42
Aprio Wealth Management
Georgia
$2.67M -$2.17M -83,753 -45%
TC
43
TAP Consulting
Missouri
$2.62M +$86.6K +3,334 +3%
Mariner
44
Mariner
Kansas
$2.59M +$2.58M +99,356 New
FHC
45
First Heartland Consultants
Missouri
$2.33M +$52.2K +2,011 +2%
FPWM
46
FSB Premier Wealth Management
Iowa
$2.25M +$46.3K +1,784 +2%
FAIM
47
Financial Advocates Investment Management
Washington
$2.2M +$84.6K +3,260 +4%
SCA
48
Snowden Capital Advisors
New York
$2.16M +$46.2K +1,780 +2%
OL
49
Owen LaRue
Kentucky
$1.9M +$1.87M +71,842 New
IWC
50
Integrated Wealth Concepts
Massachusetts
$1.84M +$304K +11,694 +20%

SDVY Hedge Fund Activity: Q4 2022 in Review

155 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q4 2022, worth a combined $663M — up 17% from $567M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new SDVY positions and 13 closed out — a net gain of 14 holders — while 58 added to existing stakes and 53 trimmed.

The largest buyer was LPL Financial, adding an estimated $18.6M. The largest seller was Truist Financial, cutting an estimated $8.26M.

  • 155 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q4 2022, up from 144 in Q3 2022.
  • Funds reported $663M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q4 2022, up 17% quarter-over-quarter.
  • 27 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q4 2022 and 13 closed out, a net change of +14 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q4 2022 was LPL Financial, an estimated $18.6M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q4 2022 was Truist Financial, an estimated $8.26M sold.

Based on aggregated 13F filings for Q4 2022.