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First Trust SMID Cap Rising Dividend Achievers ETF
SDVY

136 hedge funds and large institutions have $616M invested in First Trust SMID Cap Rising Dividend Achievers ETF in 2022 Q1 according to their latest regulatory filings, with 55 funds opening new positions, 68 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,000% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 5

467% more repeat investments, than reductions

Existing positions increased: 68 | Existing positions reduced: 12

112% more capital invested

Capital invested by funds: $291M → $616M (+$326M)

56% more funds holding

Funds holding: 87 → 136 (+49)

5.45% more ownership

Funds ownership: 66.25% → 71.71% (+5.5%)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

Holders
136
Holders Change
+49
Holders Change %
+56.32%
% of All Funds
2.15%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
55
Increased
68
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$49.3M
2
Morgan Stanley
Morgan Stanley
New York
+$39.9M
3
RJA
Raymond James & Associates
Florida
+$28.9M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$21.1M
5
Osaic Holdings
Osaic Holdings
Arizona
+$17.7M

Top Sellers

Rank Fund Capital Flow
1
IAA
Independent Advisor Alliance
North Carolina
-$1.43M
2
CA
Crumly & Associates
Illinois
-$793K
3
Stifel Financial
Stifel Financial
Missouri
-$645K
4
WSC
Wellington Shields & Co
New York
-$446K
5
IA
Insight Advisors
Pennsylvania
-$442K
Name Holding Trade Value Shares
Change 		Change in
Stake
WWM
26
Western Wealth Management
Colorado
$4.96M +$5.14M +177,862 New
AWM
27
Aprio Wealth Management
Georgia
$4.81M +$4.98M +172,611 New
AWS
28
Atria Wealth Solutions
New York
$4.62M +$4.78M +165,602 New
KPWS
29
Kestra Private Wealth Services
Texas
$4.46M +$4.16M +143,949 +894%
WI
30
Wintrust Investments
Illinois
$4.13M +$3.97M +137,340 +1,249%
PWA
31
PCG Wealth Advisors
Kansas
$4.01M +$654K +22,657 +19%
NA
32
NewEdge Advisors
Louisiana
$3.96M -$39.8K -1,378 -1%
MOS
33
MGO One Seven
Ohio
$3.78M +$849K +29,389 +28%
KWM
34
Kolinsky Wealth Management
New Jersey
$3.63M +$2.31M +79,820 +158%
Goldman Sachs
35
Goldman Sachs
New York
$3.07M +$294K +10,172 +10%
MML Investors Services
36
MML Investors Services
Massachusetts
$3.03M +$2.54M +87,792 +423%
CA
37
Cetera Advisors
Colorado
$2.77M +$1.96M +68,002 +216%
JMPWA
38
JP Morgan Private Wealth Advisors
California
$2.75M +$1.5M +52,018 +112%
SPC
39
Sigma Planning Corp
Michigan
$2.52M +$2.3M +79,621 +727%
IWC
40
Integrated Wealth Concepts
Massachusetts
$2.37M +$2.45M +84,941 New
SCA
41
Snowden Capital Advisors
New York
$2.26M +$210K +7,275 +10%
TC
42
TAP Consulting
Missouri
$2.23M +$2.32M +80,168 New
FAIM
43
Financial Advocates Investment Management
Washington
$2.22M +$106K +3,684 +5%
GIA
44
Gladstone Institutional Advisory
Florida
$2.19M +$882K +30,546 +64%
FHC
45
First Heartland Consultants
Missouri
$2.15M +$2.23M +77,268 New
FPWM
46
FSB Premier Wealth Management
Iowa
$1.9M +$1.46M +50,479 +251%
CAM
47
Cozad Asset Management
Illinois
$1.74M +$1.8M +62,412 New
SWP
48
Stratos Wealth Partners
Ohio
$1.62M +$561K +19,429 +50%
IA
49
IFP Advisors
Florida
$1.56M +$2.14M +74,015 New
VA
50
Valmark Advisers
Ohio
$1.5M +$77.7K +2,690 +5%
1
2
3 4 5

SDVY Hedge Fund Activity: Q1 2022 in Review

136 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) for Q1 2022, worth a combined $616M — up 112% from $291M a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new SDVY positions and 5 closed out — a net gain of 50 holders — while 68 added to existing stakes and 12 trimmed.

The largest buyer was LPL Financial, adding an estimated $49.3M. The largest seller was Independent Advisor Alliance, cutting an estimated $1.43M.

  • 136 institutional investors held First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) as of Q1 2022, up from 87 in Q4 2021.
  • Funds reported $616M of First Trust SMID Cap Rising Dividend Achievers ETF stock for Q1 2022, up 112% quarter-over-quarter.
  • 55 funds opened new First Trust SMID Cap Rising Dividend Achievers ETF positions in Q1 2022 and 5 closed out, a net change of +50 holders.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF buyer in Q1 2022 was LPL Financial, an estimated $49.3M added.
  • The largest First Trust SMID Cap Rising Dividend Achievers ETF seller in Q1 2022 was Independent Advisor Alliance, an estimated $1.43M sold.

Based on aggregated 13F filings for Q1 2022.