|
626
|
Institutional & Family Asset Management
Fort Collins,
Colorado
|
$1K
|
–
|
–
|
–
|
|
|
627
|
Lehman & Derafelo Financial Resources
Media,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
628
|
Ogorek Anthony Joseph
Williamsville,
New York
|
$1K
|
–
|
–
|
–
|
|
|
629
|
TS Financial Group (TSFG)
Lake Forest,
Illinois
|
$1K
|
–
|
–
|
–
|
|
|
630
|
Kelly Financial Services
Braintree,
Massachusetts
|
$199
|
–
|
–
|
–
|
|
|
631
|
Westside Investment Management
Santa Monica,
California
|
$1
|
–
|
–
|
–
|
|
|
632
|
Sunbelt Securities
Houston,
Texas
|
–
|
-$168M
|
-9,912,252
|
Closed
|
|
|
633
|
Alpha Capital Management
Austin,
Texas
|
–
|
-$19.3M
|
-1,500,420
|
Closed
|
|
|
634
|
CWH Capital Management
Spokane,
Washington
|
–
|
-$10.6M
|
-824,796
|
Closed
|
|
|
635
|
Wealthspire Advisors (New York)
New York
|
–
|
-$9.74M
|
-756,624
|
Closed
|
|
|
636
|
Parametric Portfolio Associates
Seattle,
Washington
|
–
|
-$3.84M
|
-297,840
|
Closed
|
|
|
637
|
KeyBank National Association
Cleveland,
Ohio
|
–
|
-$3.57M
|
-277,224
|
Closed
|
|
|
638
|
Game Plan Financial Advisors
Westlake,
Ohio
|
–
|
-$1.67M
|
-128,680
|
Closed
|
|
|
639
|
Foster Victor Wealth Advisors
Greenville,
South Carolina
|
–
|
-$1.5M
|
-112,288
|
Closed
|
|
|
640
|
Barnett & Company
Chattanooga,
Tennessee
|
–
|
-$1.14M
|
-88,516
|
Closed
|
|
|
641
|
IndexIQ Advisors
New York
|
–
|
-$868K
|
-67,348
|
Closed
|
|
|
642
|
Pacific Wealth Strategies Group
Santa Barbara,
California
|
–
|
-$811K
|
-62,996
|
Closed
|
|
|
643
|
Wakefield Asset Management
Englewood,
Colorado
|
–
|
-$767K
|
-59,564
|
Closed
|
|
|
644
|
CIBC Private Wealth Group
Atlanta,
Georgia
|
–
|
-$767K
|
-59,532
|
Closed
|
|
|
645
|
EPIQ Capital Group
San Francisco,
California
|
–
|
-$760K
|
-59,000
|
Closed
|
|
|
646
|
AdvicePeriod
Los Angeles,
California
|
–
|
-$679K
|
-52,712
|
Closed
|
|
|
647
|
Genesee Capital Advisors
Auburn,
New York
|
–
|
-$603K
|
-46,880
|
Closed
|
|
|
648
|
Mariner Independent Advisor Network
Overland Park,
Kansas
|
–
|
-$544K
|
-44,576
|
Closed
|
|
|
649
|
Centric Wealth Management
Chicago,
Illinois
|
–
|
-$747K
|
-44,140
|
Closed
|
|
|
650
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$558K
|
-43,320
|
Closed
|
|
