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Schwab U.S Small- Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Simplex Trading
326
Simplex Trading
Illinois
$3K +$3.48K +220 New
CPIG
327
Chicago Partners Investment Group
Illinois
$2K -$83.7K -5,300 -99%
GI
328
Gradient Investments
Minnesota
$2K +$1.71K +108 New
SIM
329
Sonora Investment Management
Arizona
$1.6K – – –
DOA
330
D'Orazio & Associates
Virginia
$1K +$1.39K +88 New
CCMW
331
Cypress Capital Management (Wyoming)
Wyoming
$639 +$632 +40 New
RBA
332
Richard Bernstein Advisors
New York
– -$31.5M -1,997,692 Closed
Susquehanna International Group
333
Susquehanna International Group
Pennsylvania
– -$3.8M -240,680 Closed
SIC
334
Salem Investment Counselors
North Carolina
– -$3.61M -231,484 Closed
VWM
335
Venturi Wealth Management
Texas
– -$3.58M -230,256 Closed
PFA
336
Pinnacle Family Advisors
Missouri
– -$1.55M -98,536 Closed
APP
337
Avantax Planning Partners
Iowa
– -$1.11M -70,816 Closed
AIS
338
Accurate Investment Solutions
Pennsylvania
– -$1M -63,688 Closed
TH
339
Timber Hill
Connecticut
– -$302K -19,180 Closed
BSW
340
Buckingham Strategic Wealth
Missouri
– -$289K -18,344 Closed
FCAG
341
First Capital Advisors Group
New Jersey
– -$281K -17,864 Closed
AL
342
Aspiriant LLC
California
– -$276K -17,516 Closed
BFA
343
Beaumont Financial Advisors
Massachusetts
– -$238K -15,136 Closed
RWA
344
RGT Wealth Advisors
Texas
– -$210K -13,352 Closed
CG
345
Cutler Group
California
– -$82.8K -5,244 Closed
PFO
346
Pathstone Family Office
New Jersey
– -$64K -4,084 Closed
KPCM
347
Kings Point Capital Management
New York
– -$35K -2,200 Closed
AP
348
Atwood & Palmer
Missouri
– -$29K -1,820 Closed
PG
349
Patten Group
Tennessee
– -$22.3K -1,412 -99%