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Schwab U.S Small- Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
PFG
226
Piershale Financial Group
Illinois
– -$14.8M -1,112,244 -100%
KF
227
Krilogy Financial
Missouri
– -$1.36M -106,884 Closed
CA
228
Capital Advantage
California
– -$1.14M -89,528 Closed
KIA
229
KCM Investment Advisors
California
– -$994K -78,268 Closed
CPA
230
Capital Planning Advisors
California
– -$631K -49,712 Closed
CWM
231
Concert Wealth Management
California
– -$255K -20,100 Closed
B
232
Bailard
California
– -$249K -19,644 Closed
SG
233
Somerset Group
Minnesota
– -$248K -19,560 Closed
HB
234
Homrich & Berg
Georgia
– -$241K -19,012 Closed
GWCM
235
Godshalk Welsh Capital Management
Pennsylvania
– -$211K -16,640 Closed
CK
236
Carnick & Kubik
Colorado
– -$85.2K -6,712 Closed
MGIA
237
Moneta Group Investment Advisors
Missouri
– -$82K -6,432 Closed
CCS
238
Crosspoint Capital Strategies
California
– -$72K -5,680 Closed
Simplex Trading
239
Simplex Trading
Illinois
– -$51K -4,032 Closed
Northwestern Mutual Wealth Management
240
Northwestern Mutual Wealth Management
Wisconsin
– -$37K -2,892 Closed
ZB
241
Zions Bancorporation
Utah
– -$17K -1,352 Closed
HCMT
242
Highland Capital Management (Tennessee)
Tennessee
– -$16K -1,280 Closed
RCG
243
Ruggie Capital Group
Florida
– -$11K -800 Closed
BCM
244
Brookstone Capital Management
Illinois
– -$10K -776 Closed
RIA
245
Regal Investment Advisors
Michigan
– -$6K -492 Closed
JIC
246
Joel Isaacson & Co
New York
– -$3K -208 Closed
NMIS
247
Northwestern Mutual Investment Services
Wisconsin
– +$427 +32 New