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Rockwell Automation

574 hedge funds and large institutions have $11.1B invested in Rockwell Automation in 2014 Q4 according to their latest regulatory filings, with 70 funds opening new positions, 188 increasing their positions, 210 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 70 | Existing positions closed: 49

17% more call options, than puts

Call options by funds: $35.9M | Put options by funds: $30.8M

2% more funds holding

Funds holding: 561574 (+13)

1.19% more ownership

Funds ownership: 72.84%74.03% (+1.2%)

1% more capital invested

Capital invested by funds: $11B → $11.1B (+$125M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

10% less repeat investments, than reductions

Existing positions increased: 188 | Existing positions reduced: 210

Holders
574
Holders Change
+13
Holders Change %
+2.32%
% of All Funds
15.31%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
70
Increased
188
Reduced
210
Closed
49
Calls
$35.9M
Puts
$30.8M
Net Calls
+$5.13M
Net Calls Change
-$38.6M
Name Holding Trade Value Shares
Change
Change in
Stake
SIM
326
Sentry Investment Management
Wisconsin
$868K
VKH
327
Virtu KCG Holdings
New York
$843K -$2.62M -23,892 -76%
QT
328
Quantbot Technologies
New York
$837K -$1.33M -12,134 -62%
RT
329
Rockland Trust
Massachusetts
$834K +$23.5K +214 +3%
NCA
330
NCM Capital Advisers
North Carolina
$817K
Creative Planning
331
Creative Planning
Kansas
$807K -$7.35K -67 -0.9%
TMAM
332
Tokio Marine Asset Management
Japan
$804K -$287K -2,618 -27%
BHC
333
Bowen Hanes & Co
Florida
$792K -$17.8M -162,395 -96%
CAN
334
Cetera Advisor Networks
California
$776K
WIS
335
Wright Investors Service
Connecticut
$775K -$259K -2,365 -25%
QCMC
336
Quantum Capital Management (California)
California
$774K -$2.6M -23,682 -77%
PSUF
337
People's United Financial
Connecticut
$774K +$16.9K +154 +2%
CPIM
338
Columbia Partners Investment Management
Virginia
$772K +$97.6K +890 +15%
Citigroup
339
Citigroup
New York
$769K -$88K -802 -10%
APFBOT
340
Amica Pension Fund Board of Trustees
Rhode Island
$741K
ECM
341
Everence Capital Management
Indiana
$740K +$121K +1,104 +20%
PTC
342
Private Trust Company
Ohio
$725K +$206K +1,881 +41%
LTFS
343
Ladenburg Thalmann Financial Services
Florida
$714K +$237K +2,162 +51%
Fayez Sarofim & Co
344
Fayez Sarofim & Co
Texas
$706K
ST
345
Spot Trading
Illinois
$690K +$676K +6,160 +15,024%
LC
346
Lubar & Co
Wisconsin
$667K
Toronto Dominion Bank
347
Toronto Dominion Bank
Ontario, Canada
$662K +$367K +3,349 +129%
RFC
348
Regions Financial Corp
Alabama
$657K -$40.8K -372 -6%
LMAM
349
Legg Mason Asset Management
Japan
$645K -$76.8K -700 -11%
First Manhattan
350
First Manhattan
New York
$620K

ROK Hedge Fund Activity: Q4 2014 in Review

574 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2014, worth a combined $11.1B — up 1.1% from $11B a quarter earlier.

Buyers outnumbered sellers: 70 funds opened new ROK positions and 49 closed out — a net gain of 21 holders — while 188 added to existing stakes and 210 trimmed.

The largest buyer was Capital World Investors, adding an estimated $168M. The largest seller was Fidelity Investments, cutting an estimated $171M.

  • 574 institutional investors held Rockwell Automation (ROK) as of Q4 2014, up from 561 in Q3 2014.
  • Funds reported $11.1B of Rockwell Automation stock for Q4 2014, up 1.1% quarter-over-quarter.
  • 70 funds opened new Rockwell Automation positions in Q4 2014 and 49 closed out, a net change of +21 holders.
  • The largest Rockwell Automation buyer in Q4 2014 was Capital World Investors, an estimated $168M added.
  • The largest Rockwell Automation seller in Q4 2014 was Fidelity Investments, an estimated $171M sold.

Based on aggregated 13F filings for Q4 2014.