Legg Mason Asset Management’s Rockwell Automation ROK Stock Holding History

Legg Mason Asset Management’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-4,200	Closed	-$431K	–	127
2015 Q4	$431K	Sell	4,200 -200	-5%	-$21K	0.45%	101
2015 Q3	$447K	Sell	4,400 -200	-4%	-$22.7K	0.45%	103
2015 Q2	$574K	Sell	4,600 -400	-8%	-$48.2K	0.52%	94
2015 Q1	$580K	Sell	5,000 -800	-14%	-$89.9K	0.47%	102
2014 Q4	$645K	Sell	5,800 -700	-11%	-$76.8K	0.49%	94
2014 Q3	$715K	Sell	6,500 -800	-11%	-$94K	0.5%	80
2014 Q2	$914K	Sell	7,300 -600	-8%	-$73.9K	0.58%	78
2014 Q1	$984K	Sell	7,900 -800	-9%	-$95K	0.58%	73
2013 Q4	$1.03M	Sell	8,700 -1,500	-15%	-$167K	0.59%	76
2013 Q3	$1.09M	Sell	10,200 -800	-7%	-$78.1K	0.59%	78
2013 Q2	$915K	Buy	+11,000	New	+$950K	0.49%	82

Other funds holding ROK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Legg Mason Asset Management's ROK Position: Q1 2016 in Review

Legg Mason Asset Management sold out of Rockwell Automation (ROK) in Q1 2016, closing a stake of 4,200 shares — an estimated $431K sold.

Legg Mason Asset Management first reported a position in ROK in Q2 2013 and held it in 11 quarters. The position peaked at $1.09M in Q3 2013. 622 funds tracked by Wall St. Rank hold ROK as of Q1 2016.

Legg Mason Asset Management reported no remaining Rockwell Automation position as of Q1 2016 after selling out during the quarter.
Legg Mason Asset Management sold 4,200 Rockwell Automation shares in Q1 2016, an estimated $431K.
Legg Mason Asset Management first reported a position in Rockwell Automation in Q2 2013 and held it in 11 quarters.
Legg Mason Asset Management's Rockwell Automation position peaked at $1.09M in Q3 2013.
622 funds tracked by Wall St. Rank held Rockwell Automation as of Q1 2016.

Based on Legg Mason Asset Management's 13F filing for Q1 2016, filed 16 May 2016.