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RIV

RiverNorth Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$329K +$56.4K +4,568 +22%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$308K -$79.5K -6,436 -21%
SWM
28
SeaCrest Wealth Management
New York
$290K +$21.3K +1,725 +8%
NA
29
NewEdge Advisors
Louisiana
$288K -$303K -24,500 -52%
WIM
30
Westside Investment Management
California
$274K
AWS
31
Atria Wealth Solutions
New York
$244K +$37K +2,998 +19%
SFC
32
Strategic Financial Concepts
Texas
$194K -$2.04M -165,222 -92%
SFA
33
Sequoia Financial Advisors
Ohio
$185K +$543K +44,000 New
HighTower Advisors
34
HighTower Advisors
Illinois
$162K
CW
35
Channel Wealth
California
$160K
CIBC Private Wealth Group
36
CIBC Private Wealth Group
Georgia
$152K
TCA
37
Transcend Capital Advisors
New Jersey
$142K -$19.2K -1,554 -12%
FFA
38
Farther Finance Advisors
California
$94.5K +$2.38K +193 +3%
National Bank of Canada
39
National Bank of Canada
Quebec, Canada
$34.1K
OLVIG
40
Oliver Lagore Vanvalin Investment Group
Michigan
$31K
GIA
41
GHP Investment Advisors
Colorado
$27.3K +$26.1K +2,110 New
Carson Wealth (CWM LLC)
42
Carson Wealth (CWM LLC)
Nebraska
$5K
GWM
43
Geneos Wealth Management
Colorado
$4K
AA
44
AlphaMark Advisors
Kentucky
$1K +$25 +2 +5%
SS
45
Sunbelt Securities
Texas
$129 +$123 +10 New
MP
46
Mangrove Partners
Connecticut
-$6.32M -515,627 Closed
AIA
47
Absolute Investment Advisers
Florida
-$1.53M -124,506 Closed
QL
48
Quarry LP
New York
-$651K -53,170 Closed
AUIM
49
Aegon USA Investment Management
Iowa
-$615K -50,165 Closed
BWM
50
BlackDiamond Wealth Management
New York
-$348K -28,273 Closed