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RIV

RiverNorth Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.7M -$23K -1,963 -0.1%
PCM
2
Penserra Capital Management
California
$7.21M +$203K +17,371 +3%
LPL Financial
3
LPL Financial
California
$5.48M +$239K +20,441 +5%
Wells Fargo
4
Wells Fargo
California
$3.16M -$86.2K -7,364 -3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.47M +$24.5K +2,095 +1%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$2.33M -$38.1K -3,258 -2%
PS
7
Principal Securities
Iowa
$2.24M +$198K +16,878 +10%
TVAMP
8
Tennessee Valley Asset Management Partners
Tennessee
$1.69M +$286K +24,396 +22%
MGWM
9
Marks Group Wealth Management
Minnesota
$1.41M
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.38M -$30.7K -2,621 -2%
EAM
11
Everstar Asset Management
North Carolina
$1.27M +$124K +10,592 +11%
Osaic Holdings
12
Osaic Holdings
Arizona
$1.26M +$239K +20,423 +25%
Stifel Financial
13
Stifel Financial
Missouri
$1.15M +$1.1M +93,610 New
NFG
14
Nations Financial Group
Iowa
$1.08M -$15.5K -1,321 -1%
Raymond James Financial
15
Raymond James Financial
Florida
$775K +$12.3K +1,047 +2%
NAS
16
NWF Advisory Services
California
$689K
AO
17
Advisor OS
Illinois
$658K +$5.85K +500 +0.9%
Bank of America
18
Bank of America
North Carolina
$582K +$263K +22,431 +90%
AF
19
Allworth Financial
California
$577K +$551K +47,096 New
OC
20
Oppenheimer & Co
New York
$532K -$40.7K -3,481 -7%
KA
21
Kovack Advisors
Florida
$469K +$448K +38,285 New
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$455K +$6.27K +536 +1%
SFS
23
Shaker Financial Services
Virginia
$373K -$310K -26,510 -47%
TWPM
24
Total Wealth Planning & Management
Florida
$332K +$10.6K +907 +3%
WS
25
Wedbush Securities
California
$318K -$5.85K -500 -2%