Allworth Financial’s RiverNorth Opportunities Fund RIV Stock Holding History

Allworth Financial’s Portfolio RIV Stock Details RIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$770K	Buy	66,047 +1,419	+2%	+$16.4K	﹤0.01%	820
2026 Q1	$717K	Buy	64,628 +12,835	+25%	+$151K	﹤0.01%	815
2025 Q4	$608K	Buy	51,793 +2,338	+5%	+$27.3K	﹤0.01%	853
2025 Q3	$593K	Buy	49,455 +2,359	+5%	+$29K	﹤0.01%	830
2025 Q2	$577K	Buy	+47,096	New	+$551K	﹤0.01%	799

Other funds holding RIV

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.51B AUM 33.02% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return

EAM

Everstar Asset Management Mooresville, North Carolina $207M AUM 18.14% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Allworth Financial's RIV Position: Q2 2026 in Review

Allworth Financial increased its RiverNorth Opportunities Fund (RIV) stake by 2.2% in Q2 2026, buying an estimated $16.4K and bringing the position to 66,047 shares worth $770K. The position accounts for ﹤0.01% of the portfolio, ranked #820.

Allworth Financial first reported a position in RIV in Q2 2025 and has held it in 5 quarters since. 60 funds tracked by Wall St. Rank hold RIV as of Q2 2026.

Allworth Financial held 66,047 shares of RiverNorth Opportunities Fund worth $770K as of Q2 2026.
Allworth Financial bought 1,419 RiverNorth Opportunities Fund shares in Q2 2026, an estimated $16.4K.
RiverNorth Opportunities Fund made up ﹤0.01% of Allworth Financial's portfolio in Q2 2026, its #820 holding.
Allworth Financial first reported a position in RiverNorth Opportunities Fund in Q2 2025 and has held it in 5 quarters since.
60 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q2 2026.

Based on Allworth Financial's 13F filing for Q2 2026, filed 11 Aug 2026.