AF
RIV

Allworth Financial’s RiverNorth Opportunities Fund RIV Stock Holding History

Allworth Financial’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$717K Buy
64,628
+12,835
+25% +$151K ﹤0.01% 815
2025
Q4 		$608K Buy
51,793
+2,338
+5% +$27.3K ﹤0.01% 853
2025
Q3 		$593K Buy
49,455
+2,359
+5% +$29K ﹤0.01% 830
2025
Q2 		$577K Buy
+47,096
New +$551K ﹤0.01% 799

Other funds holding RIV

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AIA
Absolute Investment Advisers Rosemary Beach, Florida $852M AUM 0.1% 1-Year Est. Return
YCM
Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Allworth Financial's RIV Position: Q1 2026 in Review

Allworth Financial increased its RiverNorth Opportunities Fund (RIV) stake by 25% in Q1 2026, buying an estimated $151K and bringing the position to 64,628 shares worth $717K. The position accounts for ﹤0.01% of the portfolio, ranked #815.

Allworth Financial first reported a position in RIV in Q2 2025 and has held it in 4 quarters since. 57 funds tracked by Wall St. Rank hold RIV as of Q1 2026.

  • Allworth Financial held 64,628 shares of RiverNorth Opportunities Fund worth $717K as of Q1 2026.
  • Allworth Financial bought 12,835 RiverNorth Opportunities Fund shares in Q1 2026, an estimated $151K.
  • RiverNorth Opportunities Fund made up ﹤0.01% of Allworth Financial's portfolio in Q1 2026, its #815 holding.
  • Allworth Financial first reported a position in RiverNorth Opportunities Fund in Q2 2025 and has held it in 4 quarters since.
  • 57 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q1 2026.

Based on Allworth Financial's 13F filing for Q1 2026, filed 15 May 2026.