SS
RIV

Sunbelt Securities’s RiverNorth Opportunities Fund RIV Stock Holding History

Sunbelt Securities’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-10
Closed -$117 – 2835
2025
Q2 		$117 Buy
+10
New +$117 ﹤0.01% 1763
2025
Q1 		– Sell
-10
Closed -$117 – 1880
2024
Q4 		$117 Hold
10
– – ﹤0.01% 1767
2024
Q3 		$129 Buy
+10
New +$123 ﹤0.01% 1801

Other funds holding RIV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
TVAMP
Tennessee Valley Asset Management Partners Knoxville, Tennessee $757M AUM 14.19% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Sunbelt Securities's RIV Position: Q3 2025 in Review

Sunbelt Securities sold out of RiverNorth Opportunities Fund (RIV) in Q3 2025, closing a stake of 10 shares — an estimated $117 sold.

Sunbelt Securities first reported a position in RIV in Q3 2024 and held it in 3 quarters. The position peaked at $129 in Q3 2024. 52 funds tracked by Wall St. Rank hold RIV as of Q3 2025.

  • Sunbelt Securities reported no remaining RiverNorth Opportunities Fund position as of Q3 2025 after selling out during the quarter.
  • Sunbelt Securities sold 10 RiverNorth Opportunities Fund shares in Q3 2025, an estimated $117.
  • Sunbelt Securities first reported a position in RiverNorth Opportunities Fund in Q3 2024 and held it in 3 quarters.
  • Sunbelt Securities's RiverNorth Opportunities Fund position peaked at $129 in Q3 2024.
  • 52 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q3 2025.

Based on Sunbelt Securities's 13F filing for Q3 2025, filed 19 Nov 2025.