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RIV

RiverNorth Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
26
Raymond James & Associates
Florida
$334K +$6.05K +539 +2%
PAG
27
Private Advisor Group
New Jersey
$304K +$5.24K +467 +2%
CW
28
Channel Wealth
California
$277K +$12.1K +1,080 +4%
WS
29
Wedbush Securities
California
$276K +$102K +9,069 +53%
SBIA
30
Sheaff Brock Investment Advisors
Indiana
$247K
WIM
31
Westside Investment Management
California
$223K
UBS Group
32
UBS Group
Switzerland
$163K -$18.6K -1,661 -10%
LCM
33
Landscape Capital Management
New Jersey
$152K -$179K -15,941 -52%
HighTower Advisors
34
HighTower Advisors
Illinois
$131K
CIBC Private Wealth Group
35
CIBC Private Wealth Group
Georgia
$124K +$132K +11,790 New
CA
36
CoreCap Advisors
Michigan
$114K
BFEC
37
Benjamin F. Edwards & Company
Missouri
$72K
OLVIG
38
Oliver Lagore Vanvalin Investment Group
Michigan
$25.2K
NS
39
NBC Securities
Alabama
$21K +$22.4K +2,000 New
EC
40
Elequin Capital
New York
$10.9K +$11.6K +1,035 New
Carson Wealth (CWM LLC)
41
Carson Wealth (CWM LLC)
Nebraska
$4K -$2.5K -223 -38%
GWM
42
Geneos Wealth Management
Colorado
$3.26K
CA
43
Cornerstone Advisors
North Carolina
-$291K -25,459 Closed
CCP
44
Clough Capital Partners
Massachusetts
-$189K -16,503 Closed
QL
45
Quarry LP
New York
-$189K -16,503 Closed
PIA
46
Perennial Investment Advisors
California
-$187K -16,328 Closed
Stifel Financial
47
Stifel Financial
Missouri
-$137K -11,999 Closed
AGM
48
Alpine Global Management
New York
-$132K -11,569 Closed
AA
49
AlphaMark Advisors
Kentucky
+$471 +42 New