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RIV

RiverNorth Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AUIM
26
Aegon USA Investment Management
Iowa
$350K +$88.1K +7,901 +35%
LCM
27
Landscape Capital Management
New Jersey
$348K -$424K -38,012 -56%
PAG
28
Private Advisor Group
New Jersey
$325K +$63.9K +5,734 +25%
CA
29
Cornerstone Advisors
North Carolina
$291K +$284K +25,459 New
CW
30
Channel Wealth
California
$290K -$33.4K -3,000 -11%
SBIA
31
Sheaff Brock Investment Advisors
Indiana
$269K
WIM
32
Westside Investment Management
California
$243K
WS
33
Wedbush Securities
California
$197K +$256 +23 +0.1%
UBS Group
34
UBS Group
Switzerland
$197K -$58.1K -5,213 -23%
QL
35
Quarry LP
New York
$189K +$122K +10,903 +195%
CCP
36
Clough Capital Partners
Massachusetts
$189K +$184K +16,503 New
PIA
37
Perennial Investment Advisors
California
$187K
HighTower Advisors
38
HighTower Advisors
Illinois
$143K
Stifel Financial
39
Stifel Financial
Missouri
$137K
AGM
40
Alpine Global Management
New York
$132K +$129K +11,569 New
CA
41
CoreCap Advisors
Michigan
$124K +$121K +10,825 New
BWA
42
BDO Wealth Advisors
Florida
$121K
BFEC
43
Benjamin F. Edwards & Company
Missouri
$78K +$10.4K +929 +16%
OLVIG
44
Oliver Lagore Vanvalin Investment Group
Michigan
$27.5K
Carson Wealth (CWM LLC)
45
Carson Wealth (CWM LLC)
Nebraska
$7K +$3.5K +314 +118%
GWM
46
Geneos Wealth Management
Colorado
$3.55K
WAM
47
Wolverine Asset Management
Illinois
-$419K -36,885 Closed
Nomura Holdings
48
Nomura Holdings
Japan
-$114K -10,000 Closed
ASN
49
Advisory Services Network
Georgia
-$34.9K -3,069 Closed
EC
50
Elequin Capital
New York
-$32K -2,817 Closed