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Rafael Holdings

68 hedge funds and large institutions have $49M invested in Rafael Holdings in 2021 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 21 increasing their positions, 16 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 16

3.51% less ownership

Funds ownership: 52.49%48.98% (-3.5%)

14% less funds holding

Funds holding: 7968 (-11)

32% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 31

69% less call options, than puts

Call options by funds: $983K | Put options by funds: $3.17M

82% less capital invested

Capital invested by funds: $270M → $49M (-$221M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
68
Holders Change
-11
Holders Change %
-13.92%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
21
Increased
21
Reduced
16
Closed
31
Calls
$983K
Puts
$3.17M
Net Calls
-$2.19M
Net Calls Change
-$10M
Name Holding Trade Value Shares
Change
Change in
Stake
PWAM
1
Park West Asset Management
California
$6.56M -$9.44M -702,232 -35%
Morgan Stanley
2
Morgan Stanley
New York
$4.79M +$11.6M +865,931 +1,005%
Vanguard Group
3
Vanguard Group
Pennsylvania
$3.81M +$433K +32,231 +4%
JGC
4
J. Goldman & Co
New York
$3.5M +$9.35M +695,052 New
BlackRock
5
BlackRock
New York
$3.23M +$299K +22,262 +4%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$3.11M -$1.25M -92,825 -13%
NM
7
Newtyn Management
New York
$2.91M -$4.56M -339,310 -37%
OWIM
8
Old West Investment Management
California
$2.19M -$2.78M -206,826 -32%
Two Sigma Investments
9
Two Sigma Investments
New York
$1.64M +$4.09M +304,105 +1,456%
CCM
10
Cadian Capital Management
New York
$1.46M -$1.31M -97,563 -25%
GPP
11
Great Point Partners
Connecticut
$1.46M
DTC
12
Deep Track Capital
Connecticut
$1.46M +$3.9M +289,714 New
KBG
13
Kahn Brothers Group
New York
$1.44M -$392K -29,130 -9%
Two Sigma Advisers
14
Two Sigma Advisers
New York
$1.35M +$3.61M +268,710 New
State Street
15
State Street
Massachusetts
$1.17M +$742K +55,217 +31%
Bank of America
16
Bank of America
North Carolina
$1.09M +$2.83M +210,617 +3,637%
Marshall Wace
17
Marshall Wace
United Kingdom
$896K +$2.4M +178,430 New
Geode Capital Management
18
Geode Capital Management
Massachusetts
$841K -$18.9K -1,406 -0.8%
Millennium Management
19
Millennium Management
New York
$787K +$1.38M +102,464 +190%
Northern Trust
20
Northern Trust
Illinois
$564K -$36.8K -2,735 -2%
Goldman Sachs
21
Goldman Sachs
New York
$475K -$1.39M -103,392 -52%
EAM
22
Empery Asset Management
New York
$408K +$1.09M +81,120 New
JP Morgan Chase
23
JP Morgan Chase
New York
$390K +$767K +57,049 +277%
IC
24
Ikarian Capital
Texas
$370K +$989K +73,530 New
Citadel Advisors
25
Citadel Advisors
Florida
$363K -$531K -39,483 -35%

RFL Hedge Fund Activity: Q4 2021 in Review

68 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Rafael Holdings (RFL) for Q4 2021, worth a combined $49M — down 82% from $270M a quarter earlier.

Sellers outnumbered buyers: 31 funds closed out of RFL and 21 opened new positions — a net loss of 10 holders — while 16 trimmed existing stakes and 21 added.

The largest buyer was Morgan Stanley, adding an estimated $11.6M. The largest seller was Park West Asset Management, cutting an estimated $9.44M.

  • 68 institutional investors held Rafael Holdings (RFL) as of Q4 2021, down from 79 in Q3 2021.
  • Funds reported $49M of Rafael Holdings stock for Q4 2021, down 82% quarter-over-quarter.
  • 21 funds opened new Rafael Holdings positions in Q4 2021 and 31 closed out, a net change of -10 holders.
  • The largest Rafael Holdings buyer in Q4 2021 was Morgan Stanley, an estimated $11.6M added.
  • The largest Rafael Holdings seller in Q4 2021 was Park West Asset Management, an estimated $9.44M sold.

Based on aggregated 13F filings for Q4 2021.