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Rafael Holdings
RFL

55 hedge funds and large institutions have $122M invested in Rafael Holdings in 2020 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

47% more capital invested

Capital invested by funds: $82.9M → $122M (+$38.7M)

17% more funds holding

Funds holding: 47 → 55 (+8)

0.98% more ownership

Funds ownership: 34.18% → 35.17% (+0.98%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

6% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 16

Holders
55
Holders Change
+8
Holders Change %
+17.02%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
15
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
DC
Diametric Capital
Massachusetts
+$716K
2
NM
Newtyn Management
New York
+$608K
3
BlackRock
BlackRock
New York
+$564K
4
PCM
Prelude Capital Management
New York
+$421K
5
JP Morgan Chase
JP Morgan Chase
New York
+$305K

Top Sellers

Rank Fund Capital Flow
1
KCM
Kennedy Capital Management
Missouri
-$2.41M
2
NCM
Nantahala Capital Management
Connecticut
-$1.28M
3
KBG
Kahn Brothers Group
New York
-$1.22M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$322K
5
Renaissance Technologies
Renaissance Technologies
New York
-$299K
Name Holding Trade Value Shares
Change 		Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$18.3M -$322K -16,337 -2%
BlackRock
2
BlackRock
New York
$15.4M +$564K +28,662 +4%
OWIM
3
Old West Investment Management
California
$14.9M +$205K +10,405 +2%
Vanguard Group
4
Vanguard Group
Pennsylvania
$14.3M +$237K +12,031 +2%
NM
5
Newtyn Management
New York
$9.46M +$608K +30,866 +8%
NCM
6
Nantahala Capital Management
Connecticut
$9.08M -$1.28M -65,165 -14%
Renaissance Technologies
7
Renaissance Technologies
New York
$8.94M -$299K -15,172 -4%
KBG
8
Kahn Brothers Group
New York
$7.8M -$1.22M -62,122 -15%
State Street
9
State Street
Massachusetts
$4.11M -$38.2K -1,942 -1%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$3.39M -$32.2K -1,638 -1%
Northern Trust
11
Northern Trust
Illinois
$3.05M -$179K -9,108 -6%
SCM
12
Soleus Capital Management
Connecticut
$2.44M – – –
QOP
13
Quinn Opportunity Partners
Virginia
$1.07M – – –
Deutsche Bank
14
Deutsche Bank
Germany
$910K +$36.5K +1,854 +5%
N
15
Nuveen
North Carolina
$864K -$60.7K -3,083 -8%
DC
16
Diametric Capital
Massachusetts
$836K +$716K +36,368 New
Bank of New York Mellon
17
Bank of New York Mellon
New York
$733K -$34.9K -1,775 -5%
JAMONY
18
Jacob Asset Management of New York
California
$562K +$481K +24,437 New
JP Morgan Chase
19
JP Morgan Chase
New York
$548K +$305K +15,507 +187%
Charles Schwab
20
Charles Schwab
California
$533K +$22.3K +1,132 +5%
PCM
21
Prelude Capital Management
New York
$492K +$421K +21,388 New
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$436K -$7.97K -405 -2%
RhumbLine Advisers
23
RhumbLine Advisers
Massachusetts
$364K +$38.6K +1,961 +14%
KCM
24
Kennedy Capital Management
Missouri
$338K -$2.41M -122,554 -89%
California State Teachers Retirement System (CalSTRS)
25
California State Teachers Retirement System (CalSTRS)
California
$323K – – –
1
2 3

RFL Hedge Fund Activity: Q4 2020 in Review

55 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Rafael Holdings (RFL) for Q4 2020, worth a combined $122M — up 47% from $82.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new RFL positions and 3 closed out — a net gain of 8 holders — while 15 added to existing stakes and 16 trimmed.

The largest buyer was Diametric Capital, opening a new position worth an estimated $716K. The largest seller was Kennedy Capital Management, cutting an estimated $2.41M.

  • 55 institutional investors held Rafael Holdings (RFL) as of Q4 2020, up from 47 in Q3 2020.
  • Funds reported $122M of Rafael Holdings stock for Q4 2020, up 47% quarter-over-quarter.
  • 11 funds opened new Rafael Holdings positions in Q4 2020 and 3 closed out, a net change of +8 holders.
  • The largest Rafael Holdings buyer in Q4 2020 was Diametric Capital, an estimated $716K added.
  • The largest Rafael Holdings seller in Q4 2020 was Kennedy Capital Management, an estimated $2.41M sold.

Based on aggregated 13F filings for Q4 2020.