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Rafael Holdings

79 hedge funds and large institutions have $270M invested in Rafael Holdings in 2021 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 30 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 10

88% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 16

29% more call options, than puts

Call options by funds: $35.1M | Put options by funds: $27.3M

23.45% more ownership

Funds ownership: 29.04%52.49% (+23%)

13% more funds holding

Funds holding: 7079 (+9)

9% more capital invested

Capital invested by funds: $247M → $270M (+$22.3M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
79
Holders Change
+9
Holders Change %
+12.86%
% of All Funds
1.38%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
21
Increased
30
Reduced
16
Closed
10
Calls
$35.1M
Puts
$27.3M
Net Calls
+$7.83M
Net Calls Change
+$8.59M
Name Holding Trade Value Shares
Change
Change in
Stake
PWAM
1
Park West Asset Management
California
$60.8M +$92.1M +2,005,946 New
NM
2
Newtyn Management
New York
$27.8M +$25.2M +548,182 +148%
Vanguard Group
3
Vanguard Group
Pennsylvania
$22M +$1.83M +39,778 +6%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$21.6M -$1.92M -41,841 -6%
OWIM
5
Old West Investment Management
California
$19.4M +$53.7K +1,169 +0.2%
BlackRock
6
BlackRock
New York
$18.8M -$661K -14,401 -2%
CCM
7
Cadian Capital Management
New York
$11.7M +$17.8M +387,277 New
KBG
8
Kahn Brothers Group
New York
$9.58M -$108K -2,351 -0.7%
GPP
9
Great Point Partners
Connecticut
$8.78M +$13.3M +289,714 New
Renaissance Technologies
10
Renaissance Technologies
New York
$7.55M -$2.02M -43,906 -15%
Goldman Sachs
11
Goldman Sachs
New York
$6M +$8.35M +181,782 +1,132%
State Street
12
State Street
Massachusetts
$5.38M +$213K +4,643 +3%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$5.11M +$39.6K +862 +0.5%
PCM
14
Portolan Capital Management
Massachusetts
$3.81M +$5.77M +125,716 New
GKIM
15
GW&K Investment Management
Massachusetts
$3.77M -$1.48M -32,182 -21%
Northern Trust
16
Northern Trust
Illinois
$3.48M -$212K -4,626 -4%
Citadel Advisors
17
Citadel Advisors
Florida
$3.38M +$4.86M +105,778 +1,807%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$3.03M +$2.49M +54,150 +118%
Morgan Stanley
19
Morgan Stanley
New York
$2.61M +$3.15M +68,691 +393%
SW
20
SkyOak Wealth
Michigan
$2.6M +$3.93M +85,683 New
ARS
21
Adirondack Retirement Specialists
New York
$1.72M +$2.61M +56,825 New
Millennium Management
22
Millennium Management
New York
$1.64M +$1.68M +36,487 +209%
KPWS
23
Kestra Private Wealth Services
Texas
$1.54M +$2.33M +50,700 New
MWNA
24
Marshall Wace North America
New York
$1.54M +$2.33M +50,685 New
Deutsche Bank
25
Deutsche Bank
Germany
$1.42M +$254K +5,541 +13%

RFL Hedge Fund Activity: Q3 2021 in Review

79 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Rafael Holdings (RFL) for Q3 2021, worth a combined $270M — up 9% from $247M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new RFL positions and 10 closed out — a net gain of 11 holders — while 30 added to existing stakes and 16 trimmed.

The largest buyer was Park West Asset Management, opening a new position worth an estimated $92.1M. The largest seller was Renaissance Technologies, cutting an estimated $2.02M.

  • 79 institutional investors held Rafael Holdings (RFL) as of Q3 2021, up from 70 in Q2 2021.
  • Funds reported $270M of Rafael Holdings stock for Q3 2021, up 9% quarter-over-quarter.
  • 21 funds opened new Rafael Holdings positions in Q3 2021 and 10 closed out, a net change of +11 holders.
  • The largest Rafael Holdings buyer in Q3 2021 was Park West Asset Management, an estimated $92.1M added.
  • The largest Rafael Holdings seller in Q3 2021 was Renaissance Technologies, an estimated $2.02M sold.

Based on aggregated 13F filings for Q3 2021.