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Rafael Holdings

44 hedge funds and large institutions have $37M invested in Rafael Holdings in 2018 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 22 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.54% less ownership

Funds ownership: 40.72%40.18% (-0.54%)

7% less capital invested

Capital invested by funds: $39.6M → $37M (-$2.6M)

17% less funds holding

Funds holding: 5344 (-9)

59% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 22

90% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 10

Holders
44
Holders Change
-9
Holders Change %
-16.98%
% of All Funds
0.98%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
9
Reduced
22
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$6.63M +$67.1K +8,088 +1%
NCM
2
Nantahala Capital Management
Connecticut
$4.5M +$1.06M +128,189 +29%
Renaissance Technologies
3
Renaissance Technologies
New York
$4.27M +$32K +3,853 +0.7%
OWIM
4
Old West Investment Management
California
$3.65M +$293K +35,316 +8%
NM
5
Newtyn Management
New York
$3.37M
Vanguard Group
6
Vanguard Group
Pennsylvania
$3.31M +$32.1K +3,873 +0.9%
KBG
7
Kahn Brothers Group
New York
$2.52M -$5.39K -649 -0.2%
BlackRock
8
BlackRock
New York
$1.43M -$125K -15,031 -8%
SAM
9
Silphium Asset Management
United Kingdom
$1.26M
D.E. Shaw & Co
10
D.E. Shaw & Co
New York
$938K -$61.6K -7,422 -6%
VNB
11
Virginia National Bank
Virginia
$843K -$31.4K -3,788 -3%
APCM
12
Arbiter Partners Capital Management
New York
$818K
Geode Capital Management
13
Geode Capital Management
Massachusetts
$543K +$7.03K +847 +1%
Invesco
14
Invesco
Georgia
$451K +$55.1K +6,635 +13%
QOP
15
Quinn Opportunity Partners
Virginia
$438K +$26.2K +3,156 +6%
Fidelity Investments
16
Fidelity Investments
Massachusetts
$359K -$16.1K -1,935 -4%
Northern Trust
17
Northern Trust
Illinois
$242K -$6.73K -811 -3%
PPA
18
Parametric Portfolio Associates
Washington
$187K -$11.8K -1,422 -6%
PAM
19
Panagora Asset Management
Massachusetts
$173K -$4.08K -492 -2%
HK
20
Horizon Kinetics
New York
$161K
Millennium Management
21
Millennium Management
New York
$145K -$218K -26,205 -59%
SCM
22
Symons Capital Management
Pennsylvania
$126K -$25K -3,017 -16%
OAM
23
Oxford Asset Management
United Kingdom
$96K -$45.7K -5,505 -31%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$92K -$66.5K -8,009 -41%
Walleye Trading
25
Walleye Trading
New York
$87K -$75.8K -9,127 -45%

RFL Hedge Fund Activity: Q4 2018 in Review

44 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Rafael Holdings (RFL) for Q4 2018, worth a combined $37M — down 6.6% from $39.6M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of RFL and 1 opened new positions — a net loss of 9 holders — while 22 trimmed existing stakes and 9 added.

The largest buyer was Nantahala Capital Management, adding an estimated $1.06M. The largest seller was Deutsche Bank, cutting an estimated $241K.

  • 44 institutional investors held Rafael Holdings (RFL) as of Q4 2018, down from 53 in Q3 2018.
  • Funds reported $37M of Rafael Holdings stock for Q4 2018, down 6.6% quarter-over-quarter.
  • 1 fund opened new Rafael Holdings positions in Q4 2018 and 10 closed out, a net change of -9 holders.
  • The largest Rafael Holdings buyer in Q4 2018 was Nantahala Capital Management, an estimated $1.06M added.
  • The largest Rafael Holdings seller in Q4 2018 was Deutsche Bank, an estimated $241K sold.

Based on aggregated 13F filings for Q4 2018.