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Rafael Holdings

44 hedge funds and large institutions have $70M invested in Rafael Holdings in 2020 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

0.68% more ownership

Funds ownership: 36.14%36.82% (+0.68%)

2% less funds holding

Funds holding: 4544 (-1)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

19% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 16

27% less capital invested

Capital invested by funds: $96M → $70M (-$26M)

Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
0.97%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
5
Increased
13
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$10.5M -$263K -15,049 -2%
BlackRock
2
BlackRock
New York
$9.4M +$256K +14,645 +2%
OWIM
3
Old West Investment Management
California
$7.15M -$632K -36,177 -6%
NCM
4
Nantahala Capital Management
Connecticut
$6.1M
Vanguard Group
5
Vanguard Group
Pennsylvania
$5.99M +$459K +26,269 +6%
KBG
6
Kahn Brothers Group
New York
$5.65M -$45.8K -2,622 -0.6%
Renaissance Technologies
7
Renaissance Technologies
New York
$5.61M -$510K -29,203 -6%
NM
8
Newtyn Management
New York
$5.27M -$860K -49,195 -11%
KCM
9
Kennedy Capital Management
Missouri
$2.39M +$3.3M +189,035 New
State Street
10
State Street
Massachusetts
$2.38M +$22.7K +1,300 +0.7%
Northern Trust
11
Northern Trust
Illinois
$1.97M +$138K +7,892 +5%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$1.88M +$236K +13,487 +10%
SCM
13
Soleus Capital Management
Connecticut
$1.14M +$907K +51,923 +135%
SAM
14
Silphium Asset Management
United Kingdom
$676K -$129K -7,379 -12%
QOP
15
Quinn Opportunity Partners
Virginia
$641K
N
16
Nuveen
North Carolina
$564K +$119K +6,813 +18%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$512K +$20.2K +1,157 +3%
Deutsche Bank
18
Deutsche Bank
Germany
$461K -$2.76K -158 -0.4%
Charles Schwab
19
Charles Schwab
California
$345K +$30.8K +1,761 +7%
RhumbLine Advisers
20
RhumbLine Advisers
Massachusetts
$215K +$16K +913 +6%
California State Teachers Retirement System (CalSTRS)
21
California State Teachers Retirement System (CalSTRS)
California
$213K +$3.34K +191 +1%
UBS Group
22
UBS Group
Switzerland
$140K -$103K -5,876 -35%
New York State Common Retirement Fund
23
New York State Common Retirement Fund
New York
$138K
JP Morgan Chase
24
JP Morgan Chase
New York
$103K -$10.3K -592 -7%
Wells Fargo
25
Wells Fargo
California
$101K -$29K -1,657 -17%

RFL Hedge Fund Activity: Q1 2020 in Review

44 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Rafael Holdings (RFL) for Q1 2020, worth a combined $70M — down 27% from $96M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of RFL and 5 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 13 added.

The largest buyer was Kennedy Capital Management, opening a new position worth an estimated $3.3M. The largest seller was Newtyn Management, cutting an estimated $860K.

  • 44 institutional investors held Rafael Holdings (RFL) as of Q1 2020, down from 45 in Q4 2019.
  • Funds reported $70M of Rafael Holdings stock for Q1 2020, down 27% quarter-over-quarter.
  • 5 funds opened new Rafael Holdings positions in Q1 2020 and 6 closed out, a net change of -1 holder.
  • The largest Rafael Holdings buyer in Q1 2020 was Kennedy Capital Management, an estimated $3.3M added.
  • The largest Rafael Holdings seller in Q1 2020 was Newtyn Management, an estimated $860K sold.

Based on aggregated 13F filings for Q1 2020.