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Rafael Holdings

69 hedge funds and large institutions have $201M invested in Rafael Holdings in 2021 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

65% more capital invested

Capital invested by funds: $122M → $201M (+$79M)

25% more funds holding

Funds holding: 5569 (+14)

6% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 18

2.88% less ownership

Funds ownership: 35.17%32.28% (-2.9%)

30% less call options, than puts

Call options by funds: $347K | Put options by funds: $495K

Holders
69
Holders Change
+14
Holders Change %
+25.45%
% of All Funds
1.21%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
20
Increased
19
Reduced
18
Closed
6
Calls
$347K
Puts
$495K
Net Calls
-$148K
Net Calls Change
-$148K
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$29.7M -$1.31M -40,314 -5%
BlackRock
2
BlackRock
New York
$27.7M +$1.02M +31,366 +5%
OWIM
3
Old West Investment Management
California
$26.1M +$394K +12,172 +2%
Vanguard Group
4
Vanguard Group
Pennsylvania
$25.1M +$408K +12,592 +2%
NM
5
Newtyn Management
New York
$14.8M -$944K -29,125 -7%
Renaissance Technologies
6
Renaissance Technologies
New York
$13.4M -$1.6M -49,483 -13%
KBG
7
Kahn Brothers Group
New York
$12.6M
GKIM
8
GW&K Investment Management
Massachusetts
$6.85M +$5.64M +174,053 New
State Street
9
State Street
Massachusetts
$6.49M -$449K -13,851 -8%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$6.36M +$456K +14,082 +10%
Northern Trust
11
Northern Trust
Illinois
$4.63M -$485K -14,970 -11%
SCM
12
Soleus Capital Management
Connecticut
$3.42M -$628K -19,367 -18%
QOP
13
Quinn Opportunity Partners
Virginia
$1.76M -$65.7K -2,028 -4%
N
14
Nuveen
North Carolina
$1.72M +$194K +5,974 +16%
Deutsche Bank
15
Deutsche Bank
Germany
$1.53M -$18.4K -568 -1%
DC
16
Diametric Capital
Massachusetts
$1.52M +$69.5K +2,145 +6%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$1.29M +$32K +988 +3%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$1.26M +$1.04M +31,960 New
JP Morgan Chase
19
JP Morgan Chase
New York
$1.24M +$246K +7,596 +32%
Millennium Management
20
Millennium Management
New York
$1.06M +$870K +26,851 New
PCM
21
Prelude Capital Management
New York
$995K +$126K +3,884 +18%
Charles Schwab
22
Charles Schwab
California
$981K +$56.7K +1,750 +8%
JAMONY
23
Jacob Asset Management of New York
California
$898K -$52.6K -1,622 -7%
BFM
24
Boothbay Fund Management
New York
$883K +$727K +22,432 New
California Public Employees Retirement System
25
California Public Employees Retirement System
California
$747K

RFL Hedge Fund Activity: Q1 2021 in Review

69 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Rafael Holdings (RFL) for Q1 2021, worth a combined $201M — up 65% from $122M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new RFL positions and 6 closed out — a net gain of 14 holders — while 19 added to existing stakes and 18 trimmed.

The largest buyer was GW&K Investment Management, opening a new position worth an estimated $5.64M. The largest seller was Nantahala Capital Management, exiting entirely with an estimated $9.08M sold.

  • 69 institutional investors held Rafael Holdings (RFL) as of Q1 2021, up from 55 in Q4 2020.
  • Funds reported $201M of Rafael Holdings stock for Q1 2021, up 65% quarter-over-quarter.
  • 20 funds opened new Rafael Holdings positions in Q1 2021 and 6 closed out, a net change of +14 holders.
  • The largest Rafael Holdings buyer in Q1 2021 was GW&K Investment Management, an estimated $5.64M added.
  • The largest Rafael Holdings seller in Q1 2021 was Nantahala Capital Management, an estimated $9.08M sold.

Based on aggregated 13F filings for Q1 2021.