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Rafael Holdings

48 hedge funds and large institutions have $112M invested in Rafael Holdings in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 14

0.48% more ownership

Funds ownership: 40.91%41.39% (+0.48%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less funds holding

Funds holding: 5448 (-6)

26% less capital invested

Capital invested by funds: $152M → $112M (-$40M)

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

Holders
48
Holders Change
-6
Holders Change %
-11.11%
% of All Funds
1.05%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
16
Reduced
14
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$17.9M -$61.6K -3,019 -0.3%
BlackRock
2
BlackRock
New York
$14.9M +$36.6K +1,793 +0.2%
OWIM
3
Old West Investment Management
California
$11M +$454K +22,242 +4%
Renaissance Technologies
4
Renaissance Technologies
New York
$10.7M -$542K -26,567 -5%
NM
5
Newtyn Management
New York
$10.2M +$1.01M +49,509 +11%
NCM
6
Nantahala Capital Management
Connecticut
$10.2M
KBG
7
Kahn Brothers Group
New York
$9.11M +$56.6K +2,777 +0.6%
Vanguard Group
8
Vanguard Group
Pennsylvania
$8.86M -$361K -17,714 -4%
State Street
9
State Street
Massachusetts
$3.42M +$527K +25,840 +19%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$2.74M +$156K +7,635 +6%
Northern Trust
11
Northern Trust
Illinois
$2.67M +$1.79M +88,018 +214%
SAM
12
Silphium Asset Management
United Kingdom
$2.1M
VNB
13
Virginia National Bank
Virginia
$1.11M -$198K -9,722 -15%
QOP
14
Quinn Opportunity Partners
Virginia
$1.05M -$20.7K -1,014 -2%
Bank of New York Mellon
15
Bank of New York Mellon
New York
$837K +$19.4K +952 +2%
Deutsche Bank
16
Deutsche Bank
Germany
$714K -$107K -5,239 -13%
N
17
Nuveen
North Carolina
$572K -$67.2K -3,294 -11%
Charles Schwab
18
Charles Schwab
California
$528K
Fidelity Investments
19
Fidelity Investments
Massachusetts
$464K
HKAM
20
Horizon Kinetics Asset Management
New York
$388K
California State Teachers Retirement System (CalSTRS)
21
California State Teachers Retirement System (CalSTRS)
California
$340K
RhumbLine Advisers
22
RhumbLine Advisers
Massachusetts
$327K +$28.8K +1,411 +10%
Wells Fargo
23
Wells Fargo
California
$311K +$100K +4,924 +49%
D.E. Shaw & Co
24
D.E. Shaw & Co
New York
$306K -$80.7K -3,956 -21%
New York State Common Retirement Fund
25
New York State Common Retirement Fund
New York
$226K

RFL Hedge Fund Activity: Q3 2019 in Review

48 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Rafael Holdings (RFL) for Q3 2019, worth a combined $112M — down 26% from $152M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of RFL and 2 opened new positions — a net loss of 6 holders — while 14 trimmed existing stakes and 16 added.

The largest buyer was Northern Trust, adding an estimated $1.79M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $939K sold.

  • 48 institutional investors held Rafael Holdings (RFL) as of Q3 2019, down from 54 in Q2 2019.
  • Funds reported $112M of Rafael Holdings stock for Q3 2019, down 26% quarter-over-quarter.
  • 2 funds opened new Rafael Holdings positions in Q3 2019 and 8 closed out, a net change of -6 holders.
  • The largest Rafael Holdings buyer in Q3 2019 was Northern Trust, an estimated $1.79M added.
  • The largest Rafael Holdings seller in Q3 2019 was Susquehanna International Group, an estimated $939K sold.

Based on aggregated 13F filings for Q3 2019.