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Rafael Holdings

45 hedge funds and large institutions have $96M invested in Rafael Holdings in 2019 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5.25% less ownership

Funds ownership: 41.39%36.14% (-5.2%)

6% less funds holding

Funds holding: 4845 (-3)

15% less capital invested

Capital invested by funds: $112M → $96M (-$16.4M)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
45
Holders Change
-3
Holders Change %
-6.25%
% of All Funds
0.89%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
17
Reduced
12
Closed
5
Calls
$182K
Puts
Net Calls
+$182K
Net Calls Change
+$182K
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$15.5M -$348K -19,097 -2%
BlackRock
2
BlackRock
New York
$12.8M +$130K +7,126 +1%
OWIM
3
Old West Investment Management
California
$10.6M +$1.27M +69,625 +13%
NCM
4
Nantahala Capital Management
Connecticut
$8.66M
Renaissance Technologies
5
Renaissance Technologies
New York
$8.32M -$831K -45,627 -9%
NM
6
Newtyn Management
New York
$8.2M -$521K -28,599 -6%
Vanguard Group
7
Vanguard Group
Pennsylvania
$7.88M +$350K +19,189 +4%
KBG
8
Kahn Brothers Group
New York
$7.68M -$75K -4,114 -0.9%
State Street
9
State Street
Massachusetts
$3.3M +$403K +22,111 +13%
Northern Trust
10
Northern Trust
Illinois
$2.6M +$339K +18,603 +14%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$2.38M +$45.9K +2,520 +2%
SAM
12
Silphium Asset Management
United Kingdom
$1.07M -$745K -40,909 -40%
QOP
13
Quinn Opportunity Partners
Virginia
$893K
Bank of New York Mellon
14
Bank of New York Mellon
New York
$693K -$19.7K -1,080 -3%
SCM
15
Soleus Capital Management
Connecticut
$676K +$701K +38,456 New
N
16
Nuveen
North Carolina
$665K +$185K +10,166 +37%
Deutsche Bank
17
Deutsche Bank
Germany
$643K +$35K +1,923 +6%
Charles Schwab
18
Charles Schwab
California
$449K
HKAM
19
Horizon Kinetics Asset Management
New York
$330K
UBS Group
20
UBS Group
Switzerland
$298K +$126K +6,888 +68%
California State Teachers Retirement System (CalSTRS)
21
California State Teachers Retirement System (CalSTRS)
California
$293K +$3.79K +208 +1%
Morgan Stanley
22
Morgan Stanley
New York
$286K +$200K +10,976 +208%
RhumbLine Advisers
23
RhumbLine Advisers
Massachusetts
$284K +$4.97K +273 +2%
New York State Common Retirement Fund
24
New York State Common Retirement Fund
New York
$193K
Barclays
25
Barclays
United Kingdom
$192K +$96.7K +5,304 +95%

RFL Hedge Fund Activity: Q4 2019 in Review

45 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Rafael Holdings (RFL) for Q4 2019, worth a combined $96M — down 15% from $112M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of RFL and 2 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 17 added.

The largest buyer was Old West Investment Management, adding an estimated $1.27M. The largest seller was Virginia National Bank, exiting entirely with an estimated $1.11M sold.

  • 45 institutional investors held Rafael Holdings (RFL) as of Q4 2019, down from 48 in Q3 2019.
  • Funds reported $96M of Rafael Holdings stock for Q4 2019, down 15% quarter-over-quarter.
  • 2 funds opened new Rafael Holdings positions in Q4 2019 and 5 closed out, a net change of -3 holders.
  • The largest Rafael Holdings buyer in Q4 2019 was Old West Investment Management, an estimated $1.27M added.
  • The largest Rafael Holdings seller in Q4 2019 was Virginia National Bank, an estimated $1.11M sold.

Based on aggregated 13F filings for Q4 2019.