Rafael Holdings
RFL
79 hedge funds and large institutions have $270M invested in Rafael Holdings in 2021 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 30 increasing their positions, 16 reducing their positions, and 10 closing their positions.
110% more first-time investments, than exits
New positions opened: 21 | Existing positions closed: 10
88% more repeat investments, than reductions
Existing positions increased: 30 | Existing positions reduced: 16
29% more call options, than puts
Call options by funds: $35.1M | Put options by funds: $27.3M
23.45% more ownership
Funds ownership: 29.04% → 52.49% (+23%)
13% more funds holding
Funds holding: 70 → 79 (+9)
9% more capital invested
Capital invested by funds: $247M → $270M (+$22.3M)
33% less funds holding in top 10
Funds holding in top 10: 3 → 2 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PWAM
Park West Asset Management
San Francisco,
California
|
+$92.1M |
| 2 |
NM
Newtyn Management
New York
|
+$25.2M |
| 3 |
CCM
Cadian Capital Management
New York
|
+$17.8M |
| 4 |
GPP
Great Point Partners
Greenwich,
Connecticut
|
+$13.3M |
| 5 |
Goldman Sachs
New York
|
+$8.35M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Renaissance Technologies
New York
|
-$2.02M |
| 2 |
Dimensional Fund Advisors
Austin,
Texas
|
-$1.92M |
| 3 |
BFM
Boothbay Fund Management
New York
|
-$1.67M |
| 4 |
GKIM
GW&K Investment Management
Boston,
Massachusetts
|
-$1.48M |
| 5 |
SCM
Soleus Capital Management
Greenwich,
Connecticut
|
-$698K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SPIA
76
Steward Partners Investment Advisory
New York
| $2K | – | – | – |
|
|
TWA
77
TCI Wealth Advisors
Tucson,
Arizona
| $1K | – | – | – |
|
|
SSB
78
Sandy Spring Bank
Olney,
Maryland
| $1K | +$1.51K | +33 | New |
|
79
Fidelity Investments
Boston,
Massachusetts
| $1K | +$1.93K | +42 | +700% |
|
|
RJA
80
Raymond James & Associates
St Petersburg,
Florida
| – | -$462K | -9,177 | Closed |
|
81
T. Rowe Price Associates
Baltimore,
Maryland
| – | -$337K | -6,697 | Closed |
|
82
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| – | -$305K | -6,066 | Closed |
|
|
SG
83
Stonnington Group
Pasadena,
California
| – | -$336K | -5,881 | Closed |
|
84
Invesco
Atlanta,
Georgia
| – | -$225K | -4,482 | Closed |
|
|
SAM
85
Shikiar Asset Management
New York
| – | -$209K | -4,157 | Closed |
|
86
Barclays
London,
United Kingdom
| – | -$67K | -1,326 | Closed |
|
|
DWA
87
Dorsey Wright & Associates
Pasadena,
California
| – | -$46K | -919 | Closed |
|
|
ASN
88
Advisory Services Network
Atlanta,
Georgia
| – | -$5K | -101 | Closed |
|
|
EI
89
Ellevest Inc
New York
| – | -$1K | -13 | Closed |
|
RFL Hedge Fund Activity: Q3 2021 in Review
79 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Rafael Holdings (RFL) for Q3 2021, worth a combined $270M — up 9% from $247M a quarter earlier.
Buyers outnumbered sellers: 21 funds opened new RFL positions and 10 closed out — a net gain of 11 holders — while 30 added to existing stakes and 16 trimmed.
The largest buyer was Park West Asset Management, opening a new position worth an estimated $92.1M. The largest seller was Renaissance Technologies, cutting an estimated $2.02M.
- 79 institutional investors held Rafael Holdings (RFL) as of Q3 2021, up from 70 in Q2 2021.
- Funds reported $270M of Rafael Holdings stock for Q3 2021, up 9% quarter-over-quarter.
- 21 funds opened new Rafael Holdings positions in Q3 2021 and 10 closed out, a net change of +11 holders.
- The largest Rafael Holdings buyer in Q3 2021 was Park West Asset Management, an estimated $92.1M added.
- The largest Rafael Holdings seller in Q3 2021 was Renaissance Technologies, an estimated $2.02M sold.
Based on aggregated 13F filings for Q3 2021.