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Rafael Holdings

68 hedge funds and large institutions have $49M invested in Rafael Holdings in 2021 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 21 increasing their positions, 16 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 16

3.51% less ownership

Funds ownership: 52.49%48.98% (-3.5%)

14% less funds holding

Funds holding: 7968 (-11)

32% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 31

69% less call options, than puts

Call options by funds: $983K | Put options by funds: $3.17M

82% less capital invested

Capital invested by funds: $270M → $49M (-$221M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
68
Holders Change
-11
Holders Change %
-13.92%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
21
Increased
21
Reduced
16
Closed
31
Calls
$983K
Puts
$3.17M
Net Calls
-$2.19M
Net Calls Change
-$10M
Name Holding Trade Value Shares
Change
Change in
Stake
OIA
51
Optimum Investment Advisors
Illinois
$20K +$40.9K +3,042 +300%
Osaic Holdings
52
Osaic Holdings
Arizona
$14K +$16.4K +1,217 +81%
Citigroup
53
Citigroup
New York
$13K +$18.4K +1,367 +121%
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$12K +$3.59K +267 +13%
SO
55
STRS Ohio
Ohio
$11K
BNP Paribas Financial Markets
56
BNP Paribas Financial Markets
France
$10.8K +$5.55K +413 +24%
Royal Bank of Canada
57
Royal Bank of Canada
Ontario, Canada
$10K -$11.4K -847 -29%
CAPTRUST Financial Advisors
58
CAPTRUST Financial Advisors
North Carolina
$9K +$15.8K +1,174 +215%
NFSG
59
Newbridge Financial Services Group
Florida
$8K +$20.5K +1,521 New
PP
60
PFS Partners
New Jersey
$7.39K +$19.8K +1,470 New
Legal & General Group
61
Legal & General Group
United Kingdom
$5K
AIP
62
Ameritas Investment Partners
Nebraska
$4K
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$2K +$5.11K +380 New
MAM
64
Meeder Asset Management
Ohio
$1K -$9.4K -699 -77%
PCM
65
Portolan Capital Management
Massachusetts
-$3.81M -125,716 Closed
GKIM
66
GW&K Investment Management
Massachusetts
-$3.77M -124,428 Closed
Susquehanna International Group
67
Susquehanna International Group
Pennsylvania
-$1.35M -100,052 Closed
SW
68
SkyOak Wealth
Michigan
-$2.6M -85,683 Closed
ARS
69
Adirondack Retirement Specialists
New York
-$1.72M -56,825 Closed
KPWS
70
Kestra Private Wealth Services
Texas
-$1.54M -50,700 Closed
QOP
71
Quinn Opportunity Partners
Virginia
-$1.35M -44,692 Closed
N
72
Nuveen
North Carolina
-$1.33M -36,504 Closed
PCM
73
Prelude Capital Management
New York
-$826K -27,244 Closed
DC
74
Diametric Capital
Massachusetts
-$756K -23,090 Closed
SCM
75
Soleus Capital Management
Connecticut
-$668K -22,046 Closed

RFL Hedge Fund Activity: Q4 2021 in Review

68 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Rafael Holdings (RFL) for Q4 2021, worth a combined $49M — down 82% from $270M a quarter earlier.

Sellers outnumbered buyers: 31 funds closed out of RFL and 21 opened new positions — a net loss of 10 holders — while 16 trimmed existing stakes and 21 added.

The largest buyer was Morgan Stanley, adding an estimated $11.6M. The largest seller was Park West Asset Management, cutting an estimated $9.44M.

  • 68 institutional investors held Rafael Holdings (RFL) as of Q4 2021, down from 79 in Q3 2021.
  • Funds reported $49M of Rafael Holdings stock for Q4 2021, down 82% quarter-over-quarter.
  • 21 funds opened new Rafael Holdings positions in Q4 2021 and 31 closed out, a net change of -10 holders.
  • The largest Rafael Holdings buyer in Q4 2021 was Morgan Stanley, an estimated $11.6M added.
  • The largest Rafael Holdings seller in Q4 2021 was Park West Asset Management, an estimated $9.44M sold.

Based on aggregated 13F filings for Q4 2021.