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Rafael Holdings

69 hedge funds and large institutions have $201M invested in Rafael Holdings in 2021 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

65% more capital invested

Capital invested by funds: $122M → $201M (+$79M)

25% more funds holding

Funds holding: 5569 (+14)

6% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 18

2.88% less ownership

Funds ownership: 35.17%32.28% (-2.9%)

30% less call options, than puts

Call options by funds: $347K | Put options by funds: $495K

Holders
69
Holders Change
+14
Holders Change %
+25.45%
% of All Funds
1.21%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
20
Increased
19
Reduced
18
Closed
6
Calls
$347K
Puts
$495K
Net Calls
-$148K
Net Calls Change
-$148K
Name Holding Trade Value Shares
Change
Change in
Stake
MAM
51
Meeder Asset Management
Ohio
$48K +$39.9K +1,230 New
Citigroup
52
Citigroup
New York
$40K -$36.7K -1,133 -53%
OIA
53
Optimum Investment Advisors
Illinois
$40K +$16.4K +507 +100%
AIP
54
Ameritas Investment Partners
Nebraska
$37K
DWA
55
Dorsey Wright & Associates
California
$36.2K +$29.8K +919 New
Legal & General Group
56
Legal & General Group
United Kingdom
$32K
SWM
57
Spire Wealth Management
Virginia
$32K +$24.8K +765 New
New York State Teachers Retirement System (NYSTRS)
58
New York State Teachers Retirement System (NYSTRS)
New York
$32K +$26.3K +811 New
CAPTRUST Financial Advisors
59
CAPTRUST Financial Advisors
North Carolina
$20K +$16.4K +507 New
Carson Wealth (CWM LLC)
60
Carson Wealth (CWM LLC)
Nebraska
$19K
Bank of Montreal
61
Bank of Montreal
Ontario, Canada
$16K -$37.4K -1,154 -73%
TRCT
62
Tower Research Capital (TRC)
New York
$8K -$120K -3,699 -95%
OSAM
63
O'Shaughnessy Asset Management
Connecticut
$6K
SPIA
64
Steward Partners Investment Advisory
New York
$4.59K +$1.65K +51 +77%
Simplex Trading
65
Simplex Trading
Illinois
$3K -$3.31K -102 -50%
PA
66
Parallel Advisors
California
$2K
HI
67
Harbour Investments
Wisconsin
$2K +$1.65K +51 New
TWA
68
TCI Wealth Advisors
Arizona
$1K
AIG
69
American International Group
New York
$222 +$7.52K +232 +4%
NCM
70
Nantahala Capital Management
Connecticut
-$9.08M -394,821 Closed
KCM
71
Kennedy Capital Management
Missouri
-$338K -14,699 Closed
AllianceBernstein
72
AllianceBernstein
Tennessee
-$201K -8,720 Closed
PFO
73
Pathstone Family Office
New Jersey
-$8K -357 Closed
CCA
74
Childress Capital Advisors
Texas
-$2K -105 Closed
ASN
75
Advisory Services Network
Georgia
-$2K -101 Closed

RFL Hedge Fund Activity: Q1 2021 in Review

69 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Rafael Holdings (RFL) for Q1 2021, worth a combined $201M — up 65% from $122M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new RFL positions and 6 closed out — a net gain of 14 holders — while 19 added to existing stakes and 18 trimmed.

The largest buyer was GW&K Investment Management, opening a new position worth an estimated $5.64M. The largest seller was Nantahala Capital Management, exiting entirely with an estimated $9.08M sold.

  • 69 institutional investors held Rafael Holdings (RFL) as of Q1 2021, up from 55 in Q4 2020.
  • Funds reported $201M of Rafael Holdings stock for Q1 2021, up 65% quarter-over-quarter.
  • 20 funds opened new Rafael Holdings positions in Q1 2021 and 6 closed out, a net change of +14 holders.
  • The largest Rafael Holdings buyer in Q1 2021 was GW&K Investment Management, an estimated $5.64M added.
  • The largest Rafael Holdings seller in Q1 2021 was Nantahala Capital Management, an estimated $9.08M sold.

Based on aggregated 13F filings for Q1 2021.