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Rafael Holdings
RFL

48 hedge funds and large institutions have $5.33M invested in Rafael Holdings in 2022 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 18 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

421% more call options, than puts

Call options by funds: $198K | Put options by funds: $38K

12.05% less ownership

Funds ownership: 27.04% → 14.99% (-12%)

19% less funds holding

Funds holding: 59 → 48 (-11)

47% less capital invested

Capital invested by funds: $9.98M → $5.33M (-$4.66M)

67% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 18

73% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 15

Holders
48
Holders Change
-11
Holders Change %
-18.64%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
18
Closed
15
Calls
$198K
Puts
$38K
Net Calls
+$160K
Net Calls Change
-$10K

Top Buyers

Rank Fund Capital Flow
1
NCM
Nantahala Capital Management
Connecticut
+$114K
2
ACA
Aptus Capital Advisors
Alabama
+$42K
3
NYLIM
New York Life Investment Management
New York
+$31.5K
4
Man Group
Man Group
United Kingdom
+$21.4K
5
UBS Group
UBS Group
Switzerland
+$17.4K

Top Sellers

Rank Fund Capital Flow
1
JGC
J. Goldman & Co
New York
-$1.47M
2
OWIM
Old West Investment Management
California
-$782K
3
Morgan Stanley
Morgan Stanley
New York
-$695K
4
NM
Newtyn Management
New York
-$561K
5
Marshall Wace
Marshall Wace
United Kingdom
-$287K
Name Holding Trade Value Shares
Change 		Change in
Stake
CG
26
Cutler Group
California
$10K – – –
Bank of America
27
Bank of America
North Carolina
$10K +$2 +1 +0%
OIA
28
Optimum Investment Advisors
Illinois
$7K – – –
Osaic Holdings
29
Osaic Holdings
Arizona
$6K – – –
MAM
30
Meeder Asset Management
Ohio
$4K – – –
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$4K – – –
NFSG
32
Newbridge Financial Services Group
Florida
$3K – – –
Simplex Trading
33
Simplex Trading
Illinois
$3K +$3.92K +1,861 New
PP
34
PFS Partners
New Jersey
$2.61K – – –
Fidelity Investments
35
Fidelity Investments
Massachusetts
$1K -$4.31K -2,044 -86%
CAL
36
Capital Advisors Ltd
Ohio
$1K -$51 -24 -4%
Wells Fargo
37
Wells Fargo
California
$1K -$6 -3 -0.3%
Carson Wealth (CWM LLC)
38
Carson Wealth (CWM LLC)
Nebraska
$1K – – –
Deutsche Bank
39
Deutsche Bank
Germany
$1K – – –
IA
40
IFP Advisors
Florida
$1K – – –
BNP Paribas Financial Markets
41
BNP Paribas Financial Markets
France
$790 -$2.55K -1,207 -73%
JGC
42
J. Goldman & Co
New York
– -$1.47M -794,120 Closed
NM
43
Newtyn Management
New York
– -$561K -304,200 Closed
D.E. Shaw & Co
44
D.E. Shaw & Co
New York
– -$145K -78,559 Closed
E
45
Ergoteles
New York
– -$109K -59,364 Closed
ARC
46
Advisor Resource Council
Texas
– -$52K -28,100 Closed
Goldman Sachs
47
Goldman Sachs
New York
– -$30K -16,244 Closed
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
– -$33.9K -16,051 Closed
PAG
49
Private Advisor Group
New Jersey
– -$25K -13,591 Closed
Franklin Resources
50
Franklin Resources
California
– -$22K -11,785 Closed
1
2
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RFL Hedge Fund Activity: Q3 2022 in Review

48 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Rafael Holdings (RFL) for Q3 2022, worth a combined $5.33M — down 47% from $9.98M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of RFL and 4 opened new positions — a net loss of 11 holders — while 18 trimmed existing stakes and 6 added.

The largest buyer was Nantahala Capital Management, adding an estimated $114K. The largest seller was J. Goldman & Co, exiting entirely with an estimated $1.47M sold.

  • 48 institutional investors held Rafael Holdings (RFL) as of Q3 2022, down from 59 in Q2 2022.
  • Funds reported $5.33M of Rafael Holdings stock for Q3 2022, down 47% quarter-over-quarter.
  • 4 funds opened new Rafael Holdings positions in Q3 2022 and 15 closed out, a net change of -11 holders.
  • The largest Rafael Holdings buyer in Q3 2022 was Nantahala Capital Management, an estimated $114K added.
  • The largest Rafael Holdings seller in Q3 2022 was J. Goldman & Co, an estimated $1.47M sold.

Based on aggregated 13F filings for Q3 2022.