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Rafael Holdings
RFL

55 hedge funds and large institutions have $122M invested in Rafael Holdings in 2020 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

47% more capital invested

Capital invested by funds: $82.9M → $122M (+$38.7M)

17% more funds holding

Funds holding: 47 → 55 (+8)

0.98% more ownership

Funds ownership: 34.18% → 35.17% (+0.98%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

6% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 16

Holders
55
Holders Change
+8
Holders Change %
+17.02%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
15
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
DC
Diametric Capital
Massachusetts
+$716K
2
NM
Newtyn Management
New York
+$608K
3
BlackRock
BlackRock
New York
+$564K
4
PCM
Prelude Capital Management
New York
+$421K
5
JP Morgan Chase
JP Morgan Chase
New York
+$305K

Top Sellers

Rank Fund Capital Flow
1
KCM
Kennedy Capital Management
Missouri
-$2.41M
2
NCM
Nantahala Capital Management
Connecticut
-$1.28M
3
KBG
Kahn Brothers Group
New York
-$1.22M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$322K
5
Renaissance Technologies
Renaissance Technologies
New York
-$299K
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
26
Wells Fargo
California
$306K +$45.1K +2,291 +21%
Morgan Stanley
27
Morgan Stanley
New York
$239K +$139K +7,072 +213%
Goldman Sachs
28
Goldman Sachs
New York
$228K +$195K +9,930 New
Bank of America
29
Bank of America
North Carolina
$223K +$41.9K +2,129 +28%
PPA
30
Parametric Portfolio Associates
Washington
$203K +$174K +8,836 New
AllianceBernstein
31
AllianceBernstein
Tennessee
$201K -$31.9K -1,623 -16%
New York State Common Retirement Fund
32
New York State Common Retirement Fund
New York
$196K -$48K -2,438 -22%
UBS Group
33
UBS Group
Switzerland
$149K +$21.3K +1,081 +20%
TRCT
34
Tower Research Capital (TRC)
New York
$90K -$162K -8,226 -68%
Barclays
35
Barclays
United Kingdom
$69K +$59.1K +3,004 New
BNP Paribas Financial Markets
36
BNP Paribas Financial Markets
France
$54.5K +$2.01K +102 +4%
SO
37
STRS Ohio
Ohio
$53K +$45.9K +2,332 New
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$50K -$33.1K -1,683 -43%
Citigroup
39
Citigroup
New York
$50K +$26.1K +1,328 +160%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$47K – – –
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$38K +$20K +1,015 +181%
Osaic Holdings
42
Osaic Holdings
Arizona
$35K +$29.5K +1,501 New
AIP
43
Ameritas Investment Partners
Nebraska
$22K – – –
Carson Wealth (CWM LLC)
44
Carson Wealth (CWM LLC)
Nebraska
$19K – – –
Legal & General Group
45
Legal & General Group
United Kingdom
$19K – – –
OIA
46
Optimum Investment Advisors
Illinois
$12K +$9.98K +507 New
PFO
47
Pathstone Family Office
New Jersey
$8K – – –
Simplex Trading
48
Simplex Trading
Illinois
$4K +$4K +203 New
OSAM
49
O'Shaughnessy Asset Management
Connecticut
$3K – – –
ASN
50
Advisory Services Network
Georgia
$2K – – –
1
2
3

RFL Hedge Fund Activity: Q4 2020 in Review

55 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Rafael Holdings (RFL) for Q4 2020, worth a combined $122M — up 47% from $82.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new RFL positions and 3 closed out — a net gain of 8 holders — while 15 added to existing stakes and 16 trimmed.

The largest buyer was Diametric Capital, opening a new position worth an estimated $716K. The largest seller was Kennedy Capital Management, cutting an estimated $2.41M.

  • 55 institutional investors held Rafael Holdings (RFL) as of Q4 2020, up from 47 in Q3 2020.
  • Funds reported $122M of Rafael Holdings stock for Q4 2020, up 47% quarter-over-quarter.
  • 11 funds opened new Rafael Holdings positions in Q4 2020 and 3 closed out, a net change of +8 holders.
  • The largest Rafael Holdings buyer in Q4 2020 was Diametric Capital, an estimated $716K added.
  • The largest Rafael Holdings seller in Q4 2020 was Kennedy Capital Management, an estimated $2.41M sold.

Based on aggregated 13F filings for Q4 2020.