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Rafael Holdings

45 hedge funds and large institutions have $96M invested in Rafael Holdings in 2019 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5.25% less ownership

Funds ownership: 41.39%36.14% (-5.2%)

6% less funds holding

Funds holding: 4845 (-3)

15% less capital invested

Capital invested by funds: $112M → $96M (-$16.4M)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
45
Holders Change
-3
Holders Change %
-6.25%
% of All Funds
0.89%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
17
Reduced
12
Closed
5
Calls
$182K
Puts
Net Calls
+$182K
Net Calls Change
+$182K
Name Holding Trade Value Shares
Change
Change in
Stake
D.E. Shaw & Co
26
D.E. Shaw & Co
New York
$186K -$76.9K -4,222 -28%
Wells Fargo
27
Wells Fargo
California
$169K -$99.1K -5,440 -36%
JP Morgan Chase
28
JP Morgan Chase
New York
$155K +$23.3K +1,280 +17%
Bank of America
29
Bank of America
North Carolina
$124K -$11.2K -614 -8%
AIG
30
American International Group
New York
$118K -$1.02K -56 -0.8%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$81K -$69K -3,785 -45%
TRCT
32
Tower Research Capital (TRC)
New York
$47K -$65.8K -3,610 -57%
BNP Paribas Financial Markets
33
BNP Paribas Financial Markets
France
$45.6K +$21.9K +1,200 +86%
Citigroup
34
Citigroup
New York
$44K +$34.3K +1,880 +293%
Legal & General Group
35
Legal & General Group
United Kingdom
$31K
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$26K +$7.67K +421 +39%
Carson Wealth (CWM LLC)
37
Carson Wealth (CWM LLC)
Nebraska
$19K
AIP
38
Ameritas Investment Partners
Nebraska
$17K
RE
39
RBC Europe
United Kingdom
$16.1K
Group One Trading
40
Group One Trading
Illinois
$5K
OSAM
41
O'Shaughnessy Asset Management
Connecticut
$3K +$2.71K +149 New
IRC
42
Investors Research Corp
Georgia
$2K
PA
43
Parallel Advisors
California
$1K
SPIA
44
Steward Partners Investment Advisory
New York
$1K
VNB
45
Virginia National Bank
Virginia
-$1.11M -53,485 Closed
Fidelity Investments
46
Fidelity Investments
Massachusetts
-$464K -22,429 Closed
Victory Capital Management
47
Victory Capital Management
Texas
-$40K -1,958 Closed
PFO
48
Pathstone Family Office
New Jersey
-$7K -357 Closed
IA
49
IFP Advisors
Florida
-$2K -101 Closed

RFL Hedge Fund Activity: Q4 2019 in Review

45 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Rafael Holdings (RFL) for Q4 2019, worth a combined $96M — down 15% from $112M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of RFL and 2 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 17 added.

The largest buyer was Old West Investment Management, adding an estimated $1.27M. The largest seller was Virginia National Bank, exiting entirely with an estimated $1.11M sold.

  • 45 institutional investors held Rafael Holdings (RFL) as of Q4 2019, down from 48 in Q3 2019.
  • Funds reported $96M of Rafael Holdings stock for Q4 2019, down 15% quarter-over-quarter.
  • 2 funds opened new Rafael Holdings positions in Q4 2019 and 5 closed out, a net change of -3 holders.
  • The largest Rafael Holdings buyer in Q4 2019 was Old West Investment Management, an estimated $1.27M added.
  • The largest Rafael Holdings seller in Q4 2019 was Virginia National Bank, an estimated $1.11M sold.

Based on aggregated 13F filings for Q4 2019.