We are live on ! Find out more
REGL icon

ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL

203 hedge funds and large institutions have $979M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2023 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 86 increasing their positions, 67 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 67

20% more funds holding in top 10

Funds holding in top 10: 5 → 6 (+1)

0.79% more ownership

Funds ownership: 64.31% → 65.1% (+0.79%)

4% less capital invested

Capital invested by funds: $1.02B → $979M (-$45M)

2% less funds holding

Funds holding: 207 → 203 (-4)

11% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 19

Holders
203
Holders Change
-4
Holders Change %
-1.93%
% of All Funds
3.22%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.1%
New
17
Increased
86
Reduced
67
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
JMPWA
JP Morgan Private Wealth Advisors
California
+$11.5M
2
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$6.58M
3
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$6.22M
4
Osaic Holdings
Osaic Holdings
Arizona
+$4.3M
5
LPL Financial
LPL Financial
California
+$3.44M

Top Sellers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
-$5.84M
2
Morgan Stanley
Morgan Stanley
New York
-$5.36M
3
PFG
Prosperity Financial Group
California
-$4.41M
4
Bank of America
Bank of America
North Carolina
-$4.35M
5
Wells Fargo
Wells Fargo
California
-$3.76M
Name Holding Trade Value Shares
Change 		Change in
Stake
HL
101
HeadInvest LLC
Maine
$440K – – –
RIA
102
Realta Investment Advisors
Delaware
$435K +$1.47K +21 +0.3%
NA
103
NewEdge Advisors
Louisiana
$435K -$27K -385 -6%
IWM
104
IHT Wealth Management
Illinois
$421K -$770 -11 -0.2%
RPCONE
105
Retirement Planning Company of New England
Rhode Island
$413K -$142K -2,025 -25%
MAM
106
Mystic Asset Management
Rhode Island
$410K -$42K -600 -9%
EH
107
Equitable Holdings
New York
$393K -$46.6K -665 -10%
TSWM
108
Tyler-Stone Wealth Management
Ohio
$390K +$2.38K +34 +0.6%
PFA
109
Pathway Financial Advisers
Indiana
$388K +$407K +5,808 New
PCS
110
Personal CFO Solutions
New Jersey
$385K +$420 +6 +0.1%
FHA
111
Flagship Harbor Advisors
Massachusetts
$378K -$5.46K -78 -1%
DWMG
112
DB Wealth Management Group
California
$359K -$124K -1,766 -25%
TFS
113
Thoroughbred Financial Services
Tennessee
$356K +$34.4K +492 +10%
US Bancorp
114
US Bancorp
Minnesota
$345K +$77K +1,100 +27%
SPC
115
Sigma Planning Corp
Michigan
$340K -$16.1K -230 -4%
SPIA
116
Steward Partners Investment Advisory
New York
$339K -$461K -6,582 -56%
WB
117
WesBanco Bank
West Virginia
$331K – – –
EL
118
EMFO LLC
Florida
$324K – – –
EWM
119
Empirical Wealth Management
Washington
$318K -$156K -2,222 -32%
GVAG
120
Great Valley Advisor Group
Delaware
$311K -$24.2K -345 -7%
IGWM
121
ICA Group Wealth Management
Colorado
$305K +$134K +1,911 +72%
BRWA
122
B. Riley Wealth Advisors
Florida
$303K -$57.8K -825 -15%
MCP
123
Martin Capital Partners
Oregon
$302K -$18.6K -265 -6%
HIA
124
Harbor Investment Advisory
Maryland
$296K – – –
TWM
125
TriaGen Wealth Management
California
$295K – – –
3 4
5
6 7

REGL Hedge Fund Activity: Q3 2023 in Review

203 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q3 2023, worth a combined $979M — down 4.4% from $1.02B a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of REGL and 17 opened new positions — a net loss of 2 holders — while 67 trimmed existing stakes and 86 added.

The largest buyer was JP Morgan Private Wealth Advisors, adding an estimated $11.5M. The largest seller was Ameriprise, cutting an estimated $5.84M.

  • 203 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q3 2023, down from 207 in Q2 2023.
  • Funds reported $979M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q3 2023, down 4.4% quarter-over-quarter.
  • 17 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q3 2023 and 19 closed out, a net change of -2 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q3 2023 was JP Morgan Private Wealth Advisors, an estimated $11.5M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q3 2023 was Ameriprise, an estimated $5.84M sold.

Based on aggregated 13F filings for Q3 2023.