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ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL

106 hedge funds and large institutions have $292M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 42 increasing their positions, 35 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 35

1.08% less ownership

Funds ownership: 52.41% → 51.33% (-1.1%)

8% less funds holding

Funds holding: 115 → 106 (-9)

27% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 26

29% less capital invested

Capital invested by funds: $413M → $292M (-$121M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
106
Holders Change
-9
Holders Change %
-7.83%
% of All Funds
2.34%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
19
Increased
42
Reduced
35
Closed
26
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$8.19M
2
UBS Group
UBS Group
Switzerland
+$6.7M
3
CI
CX Institutional
Indiana
+$6.11M
4
NEGWA
New England Guild Wealth Advisors
Connecticut
+$2.6M
5
Ameriprise
Ameriprise
Minnesota
+$1.9M

Top Sellers

Rank Fund Capital Flow
1
RJFSA
Raymond James Financial Services Advisors
Florida
-$16.3M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$9.08M
3
Bank of America
Bank of America
North Carolina
-$6.62M
4
HighTower Advisors
HighTower Advisors
Illinois
-$4.62M
5
WWM
WT Wealth Management
Arizona
-$2.32M
Name Holding Trade Value Shares
Change 		Change in
Stake
HWA
101
HCR Wealth Advisors
California
$2K – – –
JP Morgan Chase
102
JP Morgan Chase
New York
$2K +$2.15K +39 New
IA
103
IFP Advisors
Florida
$2K +$2.54K +46 New
BHWM
104
Bay Harbor Wealth Management
Maryland
$1K – – –
SFG
105
Sowa Financial Group
Rhode Island
$1K – – –
FGAM
106
Financial Gravity Asset Management
Texas
$943 +$442 +8 +62%
RJFSA
107
Raymond James Financial Services Advisors
Florida
– -$16.3M -270,161 Closed
WWM
108
WT Wealth Management
Arizona
– -$2.32M -38,259 Closed
LA
109
LexAurum Advisors
Kansas
– -$2.22M -36,886 Closed
IAA
110
Independent Advisor Alliance
North Carolina
– -$1.76M -29,294 Closed
MA
111
Mutual Advisors
Nebraska
– -$1.75M -29,052 Closed
AWM
112
AE Wealth Management
Kansas
– -$1.18M -19,545 Closed
SS
113
Simplicity Solutions
Minnesota
– -$1.15M -19,168 Closed
FAIM
114
Financial Advocates Investment Management
Washington
– -$1.15M -19,047 Closed
DAS
115
Dynamic Advisor Solutions
Arizona
– -$994K -16,513 Closed
SWP
116
Stratos Wealth Partners
Ohio
– -$863K -14,331 Closed
William Blair & Company
117
William Blair & Company
Illinois
– -$822K -13,649 Closed
TI
118
tru Independence
Oregon
– -$373K -8,274 Closed
CWM
119
Concentrum Wealth Management
California
– -$336K -5,585 Closed
Goldman Sachs
120
Goldman Sachs
New York
– -$315K -5,232 Closed
JWCA
121
J.W. Cole Advisors
Florida
– -$235K -3,901 Closed
SW
122
SkyOak Wealth
Michigan
– -$223K -3,710 Closed
WWM
123
Western Wealth Management
Colorado
– -$208K -3,449 Closed
SPC
124
Sigma Planning Corp
Michigan
– -$201K -3,340 Closed
TCWM
125
Total Clarity Wealth Management
Illinois
– -$167K -2,775 Closed
2 3 4
5
6

REGL Hedge Fund Activity: Q1 2020 in Review

106 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q1 2020, worth a combined $292M — down 29% from $413M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of REGL and 19 opened new positions — a net loss of 7 holders — while 35 trimmed existing stakes and 42 added.

The largest buyer was Morgan Stanley, adding an estimated $8.19M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $16.3M sold.

  • 106 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q1 2020, down from 115 in Q4 2019.
  • Funds reported $292M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q1 2020, down 29% quarter-over-quarter.
  • 19 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q1 2020 and 26 closed out, a net change of -7 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q1 2020 was Morgan Stanley, an estimated $8.19M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q1 2020 was Raymond James Financial Services Advisors, an estimated $16.3M sold.

Based on aggregated 13F filings for Q1 2020.