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ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL

115 hedge funds and large institutions have $413M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2019 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 56 increasing their positions, 23 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

143% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 23

117% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 12

13% more capital invested

Capital invested by funds: $366M → $413M (+$46.4M)

12% more funds holding

Funds holding: 103 → 115 (+12)

0.84% more ownership

Funds ownership: 51.57% → 52.41% (+0.84%)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
115
Holders Change
+12
Holders Change %
+11.65%
% of All Funds
2.27%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
26
Increased
56
Reduced
23
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.94M
2
Morgan Stanley
Morgan Stanley
New York
+$3.75M
3
Bank of America
Bank of America
North Carolina
+$3.36M
4
Wells Fargo
Wells Fargo
California
+$3.29M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.79M

Top Sellers

Rank Fund Capital Flow
1
FF
Fluent Financial
Texas
-$5.22M
2
AG
Advisor Group
Arizona
-$2.11M
3
IA
IFP Advisors
Florida
-$1.57M
4
CWM
Cornerstone Wealth Management
Missouri
-$1.14M
5
CAL
Capital Advisors Ltd
Ohio
-$694K
Name Holding Trade Value Shares
Change 		Change in
Stake
LFAS
76
Level Four Advisory Services
Texas
$295K +$70.3K +1,193 +32%
WB
77
WesBanco Bank
West Virginia
$285K – – –
AAS
78
Avantax Advisory Services
Texas
$281K +$275K +4,667 New
Brown Advisory
79
Brown Advisory
Maryland
$269K – – –
HFM
80
Hartford Financial Management
Connecticut
$241K +$236K +4,000 New
JWCA
81
J.W. Cole Advisors
Florida
$235K +$230K +3,901 New
SW
82
SkyOak Wealth
Michigan
$223K +$219K +3,710 New
Koshinski Asset Management
83
Koshinski Asset Management
Illinois
$219K +$215K +3,647 New
WWM
84
Western Wealth Management
Colorado
$208K – – –
HR
85
Howe & Rusling
New York
$205K -$15.3K -260 -7%
SPC
86
Sigma Planning Corp
Michigan
$201K +$197K +3,340 New
TRCT
87
Tower Research Capital (TRC)
New York
$182K -$67.9K -1,152 -28%
TCWM
88
Total Clarity Wealth Management
Illinois
$167K +$164K +2,775 New
FWP
89
FAS Wealth Partners
Kansas
$150K +$146K +2,484 New
WEC
90
Winslow Evans & Crocker
Massachusetts
$136K +$11.8K +200 +10%
SFS
91
Sowell Financial Services
Arkansas
$107K +$7.84K +133 +8%
CFN
92
Cordasco Financial Network
Florida
$102K +$100K +1,700 New
EP
93
Eudaimonia Partners
Tennessee
$76K +$74.9K +1,270 New
GWM
94
Geneos Wealth Management
Colorado
$72K +$1.18K +20 +2%
WAP
95
Wealthcare Advisory Partners
Pennsylvania
$63K +$118 +2 +0.2%
SQA
96
Simon Quick Advisors
New Jersey
$60K – – –
FGAM
97
Financial Gravity Asset Management
Texas
$60K +$590 +10 +333%
CFGS
98
Concourse Financial Group Securities
Alabama
$58K +$8.26K +140 +17%
Carson Wealth (CWM LLC)
99
Carson Wealth (CWM LLC)
Nebraska
$56K – – –
FHA
100
First Horizon Advisors
Tennessee
$51K +$295 +5 +0.6%
2 3
4
5 6

REGL Hedge Fund Activity: Q4 2019 in Review

115 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q4 2019, worth a combined $413M — up 13% from $366M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new REGL positions and 12 closed out — a net gain of 14 holders — while 56 added to existing stakes and 23 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $4.94M. The largest seller was Fluent Financial, exiting entirely with an estimated $5.22M sold.

  • 115 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q4 2019, up from 103 in Q3 2019.
  • Funds reported $413M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q4 2019, up 13% quarter-over-quarter.
  • 26 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q4 2019 and 12 closed out, a net change of +14 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q4 2019 was Royal Bank of Canada, an estimated $4.94M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q4 2019 was Fluent Financial, an estimated $5.22M sold.

Based on aggregated 13F filings for Q4 2019.