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ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL

137 hedge funds and large institutions have $539M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 60 increasing their positions, 40 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 40

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

1.04% less ownership

Funds ownership: 55.73% → 54.69% (-1%)

5% less funds holding

Funds holding: 144 → 137 (-7)

6% less capital invested

Capital invested by funds: $572M → $539M (-$33.3M)

43% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 14

Holders
137
Holders Change
-7
Holders Change %
-4.86%
% of All Funds
2.4%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
8
Increased
60
Reduced
40
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$1.37M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.18M
3
NEGWA
New England Guild Wealth Advisors
Connecticut
+$1.05M
4
FTUS
Flow Traders U.S.
New York
+$961K
5
IA
Insight Advisors
Pennsylvania
+$895K

Top Sellers

Rank Fund Capital Flow
1
LWAC
Laurel Wealth Advisors (California)
California
-$4.47M
2
Bank of America
Bank of America
North Carolina
-$1.8M
3
OMC
Old Mission Capital
Illinois
-$1.75M
4
RJA
Raymond James & Associates
Florida
-$1.6M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$913K
Name Holding Trade Value Shares
Change 		Change in
Stake
VWM
26
Venturi Wealth Management
Texas
$3.93M -$349K -4,920 -8%
LSA
27
L & S Advisors
California
$3.45M +$257K +3,625 +8%
JCM
28
Jacobi Capital Management
Pennsylvania
$3.1M +$31.3K +442 +1%
SMC
29
Smith, Moore & Co
Missouri
$3.03M +$414K +5,847 +15%
IA
30
Insight Advisors
Pennsylvania
$2.61M +$895K +12,635 +54%
FWP
31
FAS Wealth Partners
Kansas
$2.45M -$68.8K -971 -3%
KWM
32
Kingsview Wealth Management
Oregon
$2.11M -$123K -1,734 -5%
Rockefeller Capital Management
33
Rockefeller Capital Management
New York
$1.83M +$10.6K +150 +0.6%
PAG
34
Private Advisor Group
New Jersey
$1.79M +$195K +2,756 +12%
B
35
Bailard
California
$1.77M +$70.8K +999 +4%
MML Investors Services
36
MML Investors Services
Massachusetts
$1.46M +$21K +296 +1%
WS
37
Wedbush Securities
California
$1.41M -$73.2K -1,033 -5%
AB
38
Atlas Brown
Kentucky
$1.4M +$68.9K +973 +5%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$1.38M -$135K -1,903 -9%
APA
40
American Portfolios Advisors
New York
$1.25M -$708 -10 -0.1%
SLA
41
Silver Lake Advisory
Utah
$1.13M +$27.5K +388 +2%
AAS
42
Avantax Advisory Services
Texas
$1.1M +$248K +3,499 +27%
EFS
43
Essex Financial Services
Connecticut
$1.09M +$235K +3,314 +26%
BFS
44
Bard Financial Services
Connecticut
$1.09M +$708 +10 +0.1%
TWP
45
Tempus Wealth Planning
California
$1.09M +$49.5K +699 +5%
DIA
46
Dana Investment Advisors
Wisconsin
$1.07M +$6.09K +86 +0.5%
BFEC
47
Benjamin F. Edwards & Company
Missouri
$1.06M +$213 +3 +0%
HIS
48
Harvest Investment Services
Illinois
$1M +$62.9K +888 +6%
AWA
49
Acorn Wealth Advisors
Michigan
$924K +$4.11K +58 +0.4%
FTUS
50
Flow Traders U.S.
New York
$919K +$961K +13,566 New
1
2
3 4 5

REGL Hedge Fund Activity: Q3 2021 in Review

137 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q3 2021, worth a combined $539M — down 5.8% from $572M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of REGL and 8 opened new positions — a net loss of 6 holders — while 40 trimmed existing stakes and 60 added.

The largest buyer was Ameriprise, adding an estimated $1.37M. The largest seller was Laurel Wealth Advisors (California), exiting entirely with an estimated $4.47M sold.

  • 137 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q3 2021, down from 144 in Q2 2021.
  • Funds reported $539M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q3 2021, down 5.8% quarter-over-quarter.
  • 8 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q3 2021 and 14 closed out, a net change of -6 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q3 2021 was Ameriprise, an estimated $1.37M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q3 2021 was Laurel Wealth Advisors (California), an estimated $4.47M sold.

Based on aggregated 13F filings for Q3 2021.