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Invesco FTSE RAFI US 1500 Small-Mid ETF

110 hedge funds and large institutions have $914M invested in Invesco FTSE RAFI US 1500 Small-Mid ETF in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 47 increasing their positions, 38 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more capital invested

Capital invested by funds: $572M → $914M (+$342M)

24% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 38

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less funds holding

Funds holding: 114110 (-4)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
110
Holders Change
-4
Holders Change %
-3.51%
% of All Funds
2.93%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.24%
New
4
Increased
47
Reduced
38
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$4.33M +$367K +17,785 +9%
US Bancorp
27
US Bancorp
Minnesota
$3.77M -$287K -13,900 -7%
CCWA
28
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$3.68M -$414K -20,070 -10%
FMWA
29
Forvis Mazars Wealth Advisors
Missouri
$3.57M -$378K -18,320 -10%
MFP
30
Mosaic Financial Partners
California
$3.44M +$114K +5,545 +4%
MIH
31
Madison Investment Holdings
Wisconsin
$3.34M +$58.7K +2,845 +2%
AFG
32
Albion Financial Group
Utah
$2.46M
Jane Street
33
Jane Street
New York
$2.38M -$1.9M -91,965 -45%
TWA
34
Tillar-Wenstrup Advisors
Ohio
$2.33M -$88.4K -4,285 -4%
LA
35
LVW Advisors
New York
$2.3M -$157K -7,625 -7%
HighTower Advisors
36
HighTower Advisors
Illinois
$2.22M +$852K +41,310 +64%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$1.58M +$137K +6,630 +10%
CS
38
Credit Suisse
Switzerland
$1.56M +$266K +12,910 +21%
NEPWA
39
New England Private Wealth Advisors
Massachusetts
$1.53M +$928 +45 +0.1%
TH
40
Timber Hill
Connecticut
$1.36M +$361K +17,500 +37%
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
$1.21M +$216K +10,450 +22%
Citadel Advisors
42
Citadel Advisors
Florida
$1.18M +$178K +8,635 +18%
PAG
43
Private Advisor Group
New Jersey
$1.12M +$665K +32,215 +151%
JMPWA
44
JP Morgan Private Wealth Advisors
California
$1.11M +$43.8K +2,125 +4%
TRCT
45
Tower Research Capital (TRC)
New York
$1.1M -$1.6M -77,560 -60%
SSWM
46
Sheets Smith Wealth Management
North Carolina
$1.08M +$19.8K +960 +2%
CTC
47
Central Trust Company
Missouri
$1.08M -$73.8K -3,575 -7%
PWAP
48
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$951K +$10.4K +505 +1%
MHS
49
M Holdings Securities
Oregon
$902K +$20.2K +980 +2%
PO
50
Private Ocean
California
$870K +$1.24K +60 +0.1%

PRFZ Hedge Fund Activity: Q3 2016 in Review

110 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) for Q3 2016, worth a combined $914M — up 60% from $572M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of PRFZ and 4 opened new positions — a net loss of 3 holders — while 38 trimmed existing stakes and 47 added.

The largest buyer was Invesco, adding an estimated $322M. The largest seller was Wells Fargo, cutting an estimated $11M.

  • 110 institutional investors held Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) as of Q3 2016, down from 114 in Q2 2016.
  • Funds reported $914M of Invesco FTSE RAFI US 1500 Small-Mid ETF stock for Q3 2016, up 60% quarter-over-quarter.
  • 4 funds opened new Invesco FTSE RAFI US 1500 Small-Mid ETF positions in Q3 2016 and 7 closed out, a net change of -3 holders.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF buyer in Q3 2016 was Invesco, an estimated $322M added.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF seller in Q3 2016 was Wells Fargo, an estimated $11M sold.

Based on aggregated 13F filings for Q3 2016.