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Principal Spectrum Preferred Securities Active ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Focus Partners Wealth
26
Focus Partners Wealth
Massachusetts
$4.97M +$302K +15,815 +6%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$4.75M +$57.8K +3,032 +1%
GWM
28
GSB Wealth Management
Connecticut
$3.98M -$608K -31,894 -13%
PAG
29
Private Advisor Group
New Jersey
$3.9M +$323K +16,955 +9%
OPAM
30
Ocean Park Asset Management
California
$3.66M -$1.03M -54,100 -22%
Rockefeller Capital Management
31
Rockefeller Capital Management
New York
$3.11M +$836K +43,796 +37%
MGI
32
Miller Global Investments
Texas
$3.01M +$3.01M +157,891 New
Creative Planning
33
Creative Planning
Kansas
$2.74M +$60.1K +3,149 +2%
MCWA
34
Meadow Creek Wealth Advisors
Georgia
$2.65M +$49.7K +2,607 +2%
FAL
35
Focused Alpha LLC
Colorado
$2.64M +$2.64M +138,592 New
MIA
36
MainStreet Investment Advisors
Illinois
$2.59M -$16K -839 -0.6%
MPWT
37
MassMutual Private Wealth & Trust
Connecticut
$2.57M +$33.3K +1,746 +1%
FA
38
Fiduciary Alliance
South Carolina
$2.56M +$302K +15,824 +13%
IAS
39
Insigneo Advisory Services
Florida
$2.56M +$594K +31,150 +30%
LB
40
Legacy Bridge
Iowa
$2.4M -$71.3K -3,740 -3%
AI
41
AXS Investments
New York
$2.35M -$1.33M -69,465 -36%
JWCA
42
J.W. Cole Advisors
Florida
$2.23M -$363K -19,048 -14%
SA
43
Sanctuary Advisors
Indiana
$2.09M +$664K +34,812 +47%
Comerica Bank
44
Comerica Bank
Texas
$2.07M +$252K +13,228 +14%
P
45
&Partners
Tennessee
$1.98M -$15.1K -790 -0.8%
IP
46
Investment Partners
Ohio
$1.9M
WJA
47
Willis Johnson & Associates
Texas
$1.89M -$40.1K -2,103 -2%
Osaic Holdings
48
Osaic Holdings
Arizona
$1.72M +$98.2K +5,146 +6%
DP
49
Dearborn Partners
Illinois
$1.67M -$46.2K -2,421 -3%
Bank of New York Mellon
50
Bank of New York Mellon
New York
$1.66M +$740K +38,795 +81%