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PNNT

Pennant Park Investment Corp

133 hedge funds and large institutions have $339M invested in Pennant Park Investment Corp in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 43 increasing their positions, 40 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 12

4% more funds holding

Funds holding: 128133 (+5)

8% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 40

4% more capital invested

Capital invested by funds: $328M → $339M (+$11.9M)

58% less call options, than puts

Call options by funds: $169K | Put options by funds: $400K

Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
3.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
43
Reduced
40
Closed
12
Calls
$169K
Puts
$400K
Net Calls
-$231K
Net Calls Change
-$144K
Name Holding Trade Value Shares
Change
Change in
Stake
JMPWA
101
JP Morgan Private Wealth Advisors
California
$174K +$172K +15,000 New
ACH
102
ArrowMark Colorado Holdings
Colorado
$143K +$142K +12,358 New
HFS
103
HL Financial Services
Kentucky
$140K
Jane Street
104
Jane Street
New York
$135K -$121K -10,560 -48%
WS
105
Wedbush Securities
California
$134K +$132K +11,539 New
DADC
106
D.A. Davidson & Co
Montana
$85K +$12.4K +1,083 +17%
STC
107
SEI Trust Company
Pennsylvania
$65K -$68.8K -6,000 -52%
FNBT
108
FineMark National Bank & Trust
Florida
$59K +$58.5K +5,100 New
Barclays
109
Barclays
United Kingdom
$52K +$45.7K +3,982 +602%
Bessemer Group
110
Bessemer Group
New Jersey
$46K
Canada Life
111
Canada Life
Manitoba, Canada
$35K +$34.3K +2,990 New
First Manhattan
112
First Manhattan
New York
$34K
TFA
113
Transamerica Financial Advisors
Florida
$32K +$11.5K +1,000 +59%
Teacher Retirement System of Texas
114
Teacher Retirement System of Texas
Texas
$29K -$68.2K -5,950 -71%
BPBT
115
Boston Private Bank & Trust
Massachusetts
$29K
BlackRock
116
BlackRock
New York
$26K
Creative Planning
117
Creative Planning
Kansas
$25K +$3.67K +320 +18%
CTC
118
Central Trust Company
Missouri
$23K
HR
119
Howe & Rusling
New York
$23K
Ameriprise
120
Ameriprise
Minnesota
$19K -$53.9K -4,702 -74%
PNC Financial Services Group
121
PNC Financial Services Group
Pennsylvania
$17K +$2.29K +200 +16%
EWM
122
Evercore Wealth Management
New York
$17K +$17.2K +1,500 New
PSC
123
Prentiss Smith & Co
Vermont
$15K
HCM
124
Highlander Capital Management
New Jersey
$14.5K
Fifth Third Bancorp
125
Fifth Third Bancorp
Ohio
$12K

PNNT Hedge Fund Activity: Q4 2013 in Review

133 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Pennant Park Investment Corp (PNNT) for Q4 2013, worth a combined $339M — up 3.6% from $328M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new PNNT positions and 12 closed out — a net gain of 6 holders — while 43 added to existing stakes and 40 trimmed.

The largest buyer was Advisory Research, opening a new position worth an estimated $2.14M. The largest seller was Kennedy Capital Management, cutting an estimated $1.76M.

  • 133 institutional investors held Pennant Park Investment Corp (PNNT) as of Q4 2013, up from 128 in Q3 2013.
  • Funds reported $339M of Pennant Park Investment Corp stock for Q4 2013, up 3.6% quarter-over-quarter.
  • 18 funds opened new Pennant Park Investment Corp positions in Q4 2013 and 12 closed out, a net change of +6 holders.
  • The largest Pennant Park Investment Corp buyer in Q4 2013 was Advisory Research, an estimated $2.14M added.
  • The largest Pennant Park Investment Corp seller in Q4 2013 was Kennedy Capital Management, an estimated $1.76M sold.

Based on aggregated 13F filings for Q4 2013.