PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

133 hedge funds and large institutions have $339M invested in Pennant Park Investment Corp in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 43 increasing their positions, 40 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
3.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
43
Reduced
40
Closed
12
Calls
$169K
Puts
$400K
Net Calls
-$231K
Net Calls Change
-$144K

Top Buyers

1
AR
1
Advisory Research
Illinois
$2.16M
2
SMDAM
2
Sumitomo Mitsui DS Asset Management
Japan
$2.16M
3
U
3
UBS
Switzerland
$23.5M
4
State Street
4
State Street
Massachusetts
$17M
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$1.19M

Top Sellers

1
KCM
1
Kennedy Capital Management
Missouri
$7.66M
2
Deutsche Bank
2
Deutsche Bank
Germany
$3M
3
American Century Companies
3
American Century Companies
Missouri
$7.17M
4
CIM
4
Confluence Investment Management
Missouri
$10.7M
5
Invesco
5
Invesco
Georgia
$16.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMPWA
101
J.P. Morgan Private Wealth Advisors
California
$174K +$174K +15,000 New
ACH
102
ArrowMark Colorado Holdings
Colorado
$143K +$143K +12,358 New
HFS
103
HL Financial Services
Kentucky
$140K – – –
Jane Street
104
Jane Street
New York
$135K -$122K -10,560 -48%
WS
105
Wedbush Securities
California
$134K +$134K +11,539 New
DADC
106
D.A. Davidson & Co
Montana
$85K +$12.5K +1,083 +17%
STC
107
SEI Trust Company
Pennsylvania
$65K -$69.6K -6,000 -52%
FNBT
108
FineMark National Bank & Trust
Florida
$59K +$59K +5,100 New
Barclays
109
Barclays
United Kingdom
$52K +$44.6K +3,982 +602%
Bessemer Group
110
Bessemer Group
New Jersey
$46K – – –
Canada Life
111
Canada Life
Manitoba, Canada
$35K +$35K +2,990 New
First Manhattan
112
First Manhattan
New York
$34K – – –
TFA
113
Transamerica Financial Advisors
Florida
$32K +$11.8K +1,000 +59%
Teacher Retirement System of Texas
114
Teacher Retirement System of Texas
Texas
$29K -$69.5K -5,950 -71%
BPBT
115
Boston Private Bank & Trust
Massachusetts
$29K – – –
BlackRock
116
BlackRock
New York
$26K – – –
Creative Planning
117
Creative Planning
Kansas
$25K +$3.79K +320 +18%
CTC
118
Central Trust Company
Missouri
$23K – – –
HR
119
Howe & Rusling
New York
$23K – – –
Ameriprise
120
Ameriprise
Minnesota
$19K -$55K -4,702 -74%
PNC Financial Services Group
121
PNC Financial Services Group
Pennsylvania
$17K +$2.29K +200 +16%
EWM
122
Evercore Wealth Management
New York
$17K +$17K +1,500 New
PSC
123
Prentiss Smith & Co
Vermont
$15K – – –
HCM
124
Highlander Capital Management
New Jersey
$14.5K – – –
Fifth Third Bancorp
125
Fifth Third Bancorp
Ohio
$12K – – –
2 3 4
5
6