Howe & Rusling’s Pennant Park Investment Corp PNNT Stock Holding History

Howe & Rusling’s Portfolio PNNT Stock Details PNNT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-2,000	Closed	-$15K	–	1073
2016 Q3	$15K	Hold	2,000	–	–	﹤0.01%	424
2016 Q2	$14K	Hold	2,000	–	–	﹤0.01%	417
2016 Q1	$12K	Hold	2,000	–	–	﹤0.01%	495
2015 Q4	$12K	Hold	2,000	–	–	﹤0.01%	465
2015 Q3	$13K	Hold	2,000	–	–	﹤0.01%	457
2015 Q2	$18K	Hold	2,000	–	–	﹤0.01%	425
2015 Q1	$18K	Hold	2,000	–	–	﹤0.01%	414
2014 Q4	$19K	Hold	2,000	–	–	﹤0.01%	399
2014 Q3	$22K	Hold	2,000	–	–	0.01%	376
2014 Q2	$23K	Hold	2,000	–	–	0.01%	373
2014 Q1	$22K	Hold	2,000	–	–	0.01%	440
2013 Q4	$23K	Hold	2,000	–	–	0.01%	378
2013 Q3	$23K	Hold	2,000	–	–	0.01%	454
2013 Q2	$22K	Buy	+2,000	New	+$22.3K	0.01%	471

Other funds holding PNNT

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

Ironsides Partners Boston, Massachusetts $27.7M AUM 1.11% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

Howe & Rusling's PNNT Position: Q4 2016 in Review

Howe & Rusling sold out of Pennant Park Investment Corp (PNNT) in Q4 2016, closing a stake of 2,000 shares — an estimated $15K sold.

Howe & Rusling first reported a position in PNNT in Q2 2013 and held it in 14 quarters. The position peaked at $23K in Q2 2014. 117 funds tracked by Wall St. Rank hold PNNT as of Q4 2016.

Howe & Rusling reported no remaining Pennant Park Investment Corp position as of Q4 2016 after selling out during the quarter.
Howe & Rusling sold 2,000 Pennant Park Investment Corp shares in Q4 2016, an estimated $15K.
Howe & Rusling first reported a position in Pennant Park Investment Corp in Q2 2013 and held it in 14 quarters.
Howe & Rusling's Pennant Park Investment Corp position peaked at $23K in Q2 2014.
117 funds tracked by Wall St. Rank held Pennant Park Investment Corp as of Q4 2016.

Based on Howe & Rusling's 13F filing for Q4 2016, filed 20 Jan 2017.