DADC
PNNT

D.A. Davidson & Co’s Pennant Park Investment Corp PNNT Stock Holding History

D.A. Davidson & Co’s Portfolio PNNT Stock Details PNNT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-7,276
Closed -$44K – 2329
2015
Q4 		$44K Sell
7,276
-4,456
-38% -$30.3K ﹤0.01% 1449
2015
Q3 		$75K Sell
11,732
-872
-7% -$6.71K ﹤0.01% 1215
2015
Q2 		$110K Buy
12,604
+510
+4% +$4.78K ﹤0.01% 1113
2015
Q1 		$109K Buy
12,094
+6,562
+119% +$60.3K ﹤0.01% 1105
2014
Q4 		$52K Sell
5,532
-4,450
-45% -$46.6K ﹤0.01% 1419
2014
Q3 		$108K Hold
9,982
– – ﹤0.01% 1087
2014
Q2 		$114K Buy
9,982
+1,299
+15% +$14.2K ﹤0.01% 1083
2014
Q1 		$95K Buy
8,683
+1,320
+18% +$14.9K ﹤0.01% 1160
2013
Q4 		$85K Buy
7,363
+1,083
+17% +$12.4K ﹤0.01% 1132
2013
Q3 		$70K Hold
6,280
– – ﹤0.01% 1030
2013
Q2 		$69K Buy
+6,280
New +$70.1K ﹤0.01% 1008

Other funds holding PNNT

JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
CLM
ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return
WFI
West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

D.A. Davidson & Co's PNNT Position: Q1 2016 in Review

D.A. Davidson & Co sold out of Pennant Park Investment Corp (PNNT) in Q1 2016, closing a stake of 7,276 shares — an estimated $44K sold.

D.A. Davidson & Co first reported a position in PNNT in Q2 2013 and held it in 11 quarters. The position peaked at $114K in Q2 2014. 120 funds tracked by Wall St. Rank hold PNNT as of Q1 2016.

  • D.A. Davidson & Co reported no remaining Pennant Park Investment Corp position as of Q1 2016 after selling out during the quarter.
  • D.A. Davidson & Co sold 7,276 Pennant Park Investment Corp shares in Q1 2016, an estimated $44K.
  • D.A. Davidson & Co first reported a position in Pennant Park Investment Corp in Q2 2013 and held it in 11 quarters.
  • D.A. Davidson & Co's Pennant Park Investment Corp position peaked at $114K in Q2 2014.
  • 120 funds tracked by Wall St. Rank held Pennant Park Investment Corp as of Q1 2016.

Based on D.A. Davidson & Co's 13F filing for Q1 2016, filed 13 May 2016.