PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

133 hedge funds and large institutions have $339M invested in Pennant Park Investment Corp in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 43 increasing their positions, 40 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
3.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
43
Reduced
40
Closed
12
Calls
$169K
Puts
$400K
Net Calls
-$231K
Net Calls Change
-$144K

Top Buyers

1
AR
1
Advisory Research
Illinois
$2.16M
2
SMDAM
2
Sumitomo Mitsui DS Asset Management
Japan
$2.16M
3
U
3
UBS
Switzerland
$23.5M
4
State Street
4
State Street
Massachusetts
$17M
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$1.19M

Top Sellers

1
KCM
1
Kennedy Capital Management
Missouri
$7.66M
2
Deutsche Bank
2
Deutsche Bank
Germany
$3M
3
American Century Companies
3
American Century Companies
Missouri
$7.17M
4
CIM
4
Confluence Investment Management
Missouri
$10.7M
5
Invesco
5
Invesco
Georgia
$16.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$2.96M -$95.5K -8,232 -3%
UBS AM
27
UBS AM
Illinois
$2.77M -$28.8K -2,484 -1%
Two Sigma Investments
28
Two Sigma Investments
New York
$2.71M -$312K -26,908 -10%
Morgan Stanley
29
Morgan Stanley
New York
$2.71M +$168K +14,489 +7%
BIM
30
BlackRock Investment Management
Delaware
$2.64M -$79.7K -6,875 -3%
AR
31
Advisory Research
Illinois
$2.16M +$2.16M +186,350 New
SMDAM
32
Sumitomo Mitsui DS Asset Management
Japan
$2.16M +$2.16M +186,350 New
CS
33
Credit Suisse
Switzerland
$1.89M +$145K +12,469 +8%
Two Sigma Advisers
34
Two Sigma Advisers
New York
$1.86M +$861K +74,200 +86%
SCM
35
Silver Capital Management
New York
$1.72M – – –
HB
36
Homrich & Berg
Georgia
$1.68M -$14.3K -1,233 -0.8%
CIA
37
Capital Impact Advisors
Massachusetts
$1.57M +$1.57M +135,478 New
Citigroup
38
Citigroup
New York
$1.4M +$131K +11,303 +10%
California State Teachers Retirement System (CalSTRS)
39
California State Teachers Retirement System (CalSTRS)
California
$1.4M +$6.96K +600 +0.5%
FM
40
Family Management
New York
$1.34M +$49.9K +4,300 +4%
AllianceBernstein
41
AllianceBernstein
Tennessee
$1.33M +$6.66K +574 +0.5%
DCM
42
Dupont Capital Management
Delaware
$1.27M -$197K -17,012 -13%
Schroder Investment Management Group
43
Schroder Investment Management Group
United Kingdom
$1.27M +$81.2K +7,000 +7%
AIG
44
American International Group
New York
$1.23M -$59.3K -5,115 -5%
Arrowstreet Capital
45
Arrowstreet Capital
Massachusetts
$1.19M +$1.19M +102,700 New
Charles Schwab
46
Charles Schwab
California
$1.17M +$117K +10,100 +11%
RhumbLine Advisers
47
RhumbLine Advisers
Massachusetts
$1.14M -$85.5K -7,369 -7%
VanEck Associates
48
VanEck Associates
New York
$1.11M +$154K +13,268 +16%
TA
49
Teachers Advisors
New York
$1.09M +$41.1K +3,540 +4%
HighTower Advisors
50
HighTower Advisors
Illinois
$941K +$37.6K +3,243 +4%
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