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PNNT

Pennant Park Investment Corp

133 hedge funds and large institutions have $339M invested in Pennant Park Investment Corp in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 43 increasing their positions, 40 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 12

4% more funds holding

Funds holding: 128133 (+5)

8% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 40

4% more capital invested

Capital invested by funds: $328M → $339M (+$11.9M)

58% less call options, than puts

Call options by funds: $169K | Put options by funds: $400K

Holders
133
Holders Change
+5
Holders Change %
+3.91%
% of All Funds
3.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
43
Reduced
40
Closed
12
Calls
$169K
Puts
$400K
Net Calls
-$231K
Net Calls Change
-$144K
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$2.96M -$94.4K -8,232 -3%
UBS AM
27
UBS AM
Illinois
$2.77M -$28.5K -2,484 -1%
Two Sigma Investments
28
Two Sigma Investments
New York
$2.71M -$309K -26,908 -10%
Morgan Stanley
29
Morgan Stanley
New York
$2.71M +$166K +14,489 +7%
BIM
30
BlackRock Investment Management
Delaware
$2.64M -$78.8K -6,875 -3%
AR
31
Advisory Research
Illinois
$2.16M +$2.14M +186,350 New
SMDAM
32
Sumitomo Mitsui DS Asset Management
Japan
$2.16M +$2.14M +186,350 New
CS
33
Credit Suisse
Switzerland
$1.89M +$143K +12,469 +8%
Two Sigma Advisers
34
Two Sigma Advisers
New York
$1.86M +$851K +74,200 +86%
SCM
35
Silver Capital Management
New York
$1.72M
HB
36
Homrich & Berg
Georgia
$1.68M -$14.1K -1,233 -0.8%
CIA
37
Capital Impact Advisors
Massachusetts
$1.57M +$1.55M +135,478 New
Citigroup
38
Citigroup
New York
$1.4M +$130K +11,303 +10%
California State Teachers Retirement System (CalSTRS)
39
California State Teachers Retirement System (CalSTRS)
California
$1.4M +$6.88K +600 +0.5%
FM
40
Family Management
New York
$1.34M +$49.3K +4,300 +4%
AllianceBernstein
41
AllianceBernstein
Tennessee
$1.33M +$6.58K +574 +0.5%
DCM
42
Dupont Capital Management
Delaware
$1.27M -$195K -17,012 -13%
Schroder Investment Management Group
43
Schroder Investment Management Group
United Kingdom
$1.27M +$80.3K +7,000 +7%
AIG
44
American International Group
New York
$1.23M -$58.6K -5,115 -5%
Arrowstreet Capital
45
Arrowstreet Capital
Massachusetts
$1.19M +$1.18M +102,700 New
Charles Schwab
46
Charles Schwab
California
$1.17M +$116K +10,100 +11%
RhumbLine Advisers
47
RhumbLine Advisers
Massachusetts
$1.14M -$84.5K -7,369 -7%
VanEck Associates
48
VanEck Associates
New York
$1.11M +$152K +13,268 +16%
TA
49
Teachers Advisors
New York
$1.09M +$40.6K +3,540 +4%
HighTower Advisors
50
HighTower Advisors
Illinois
$941K +$37.2K +3,243 +4%

PNNT Hedge Fund Activity: Q4 2013 in Review

133 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Pennant Park Investment Corp (PNNT) for Q4 2013, worth a combined $339M — up 3.6% from $328M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new PNNT positions and 12 closed out — a net gain of 6 holders — while 43 added to existing stakes and 40 trimmed.

The largest buyer was Advisory Research, opening a new position worth an estimated $2.14M. The largest seller was Kennedy Capital Management, cutting an estimated $1.76M.

  • 133 institutional investors held Pennant Park Investment Corp (PNNT) as of Q4 2013, up from 128 in Q3 2013.
  • Funds reported $339M of Pennant Park Investment Corp stock for Q4 2013, up 3.6% quarter-over-quarter.
  • 18 funds opened new Pennant Park Investment Corp positions in Q4 2013 and 12 closed out, a net change of +6 holders.
  • The largest Pennant Park Investment Corp buyer in Q4 2013 was Advisory Research, an estimated $2.14M added.
  • The largest Pennant Park Investment Corp seller in Q4 2013 was Kennedy Capital Management, an estimated $1.76M sold.

Based on aggregated 13F filings for Q4 2013.