Dupont Capital Management’s Pennant Park Investment Corp PNNT Stock Holding History

Dupont Capital Management’s Portfolio PNNT Stock Details PNNT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-132,610	Closed	-$1.45M	–	632
2014 Q3	$1.45M	Buy	132,610 +48,680	+58%	+$560K	0.03%	390
2014 Q2	$962K	Buy	+83,930	New	+$920K	0.02%	506
2014 Q1	–	Sell	-109,839	Closed	-$1.27M	–	645
2013 Q4	$1.27M	Sell	109,839 -17,012	-13%	-$195K	0.02%	471
2013 Q3	$1.43M	Buy	126,851 +46,129	+57%	+$526K	0.03%	435
2013 Q2	$892K	Buy	+80,722	New	+$901K	0.02%	478

Other funds holding PNNT

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

CHA

Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return

Dupont Capital Management's PNNT Position: Q4 2014 in Review

Dupont Capital Management sold out of Pennant Park Investment Corp (PNNT) in Q4 2014, closing a stake of 132,610 shares — an estimated $1.45M sold.

Dupont Capital Management first reported a position in PNNT in Q2 2013 and held it in 5 quarters. The position peaked at $1.45M in Q3 2014. 138 funds tracked by Wall St. Rank hold PNNT as of Q4 2014.

Dupont Capital Management reported no remaining Pennant Park Investment Corp position as of Q4 2014 after selling out during the quarter.
Dupont Capital Management sold 132,610 Pennant Park Investment Corp shares in Q4 2014, an estimated $1.45M.
Dupont Capital Management first reported a position in Pennant Park Investment Corp in Q2 2013 and held it in 5 quarters.
Dupont Capital Management's Pennant Park Investment Corp position peaked at $1.45M in Q3 2014.
138 funds tracked by Wall St. Rank held Pennant Park Investment Corp as of Q4 2014.

Based on Dupont Capital Management's 13F filing for Q4 2014, filed 6 Feb 2015.