Family Management’s Pennant Park Investment Corp PNNT Stock Holding History

Family Management’s Portfolio PNNT Stock Details PNNT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-166,750	Closed	-$1.08M	–	85
2015 Q3	$1.08M	Sell	166,750 -4,750	-3%	-$36.5K	0.48%	52
2015 Q2	$1.51M	Buy	171,500 +12,025	+8%	+$113K	0.62%	48
2015 Q1	$1.44M	Sell	159,475 -18,175	-10%	-$167K	0.67%	42
2014 Q4	$1.69M	Sell	177,650 -19,750	-10%	-$207K	0.77%	43
2014 Q3	$2.15M	Sell	197,400 -1,500	-0.8%	-$17.2K	0.98%	41
2014 Q2	$2.28M	Buy	198,900 +25,500	+15%	+$280K	1.11%	37
2014 Q1	$1.92M	Buy	173,400 +57,500	+50%	+$648K	1%	40
2013 Q4	$1.34M	Buy	115,900 +4,300	+4%	+$49.3K	0.77%	39
2013 Q3	$1.26M	Hold	111,600	–	–	0.81%	41
2013 Q2	$1.23M	Buy	+111,600	New	+$1.25M	0.75%	41

Other funds holding PNNT

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

DFG

Delphi Financial Group Wilmington, Delaware $202M AUM 21.25% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $345M AUM 46.29% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

Family Management's PNNT Position: Q4 2015 in Review

Family Management sold out of Pennant Park Investment Corp (PNNT) in Q4 2015, closing a stake of 166,750 shares — an estimated $1.08M sold.

Family Management first reported a position in PNNT in Q2 2013 and held it in 10 quarters. The position peaked at $2.28M in Q2 2014. 118 funds tracked by Wall St. Rank hold PNNT as of Q4 2015.

Family Management reported no remaining Pennant Park Investment Corp position as of Q4 2015 after selling out during the quarter.
Family Management sold 166,750 Pennant Park Investment Corp shares in Q4 2015, an estimated $1.08M.
Family Management first reported a position in Pennant Park Investment Corp in Q2 2013 and held it in 10 quarters.
Family Management's Pennant Park Investment Corp position peaked at $2.28M in Q2 2014.
118 funds tracked by Wall St. Rank held Pennant Park Investment Corp as of Q4 2015.

Based on Family Management's 13F filing for Q4 2015, filed 9 Feb 2016.