PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
Nuveen
26
Nuveen
North Carolina
$640K -$33.2K -3,000 -5%
WIA
27
Westbourne Investment Advisors
Maryland
$613K -$28.8K -2,600 -4%
RJA
28
Raymond James & Associates
Florida
$538K +$36.3K +3,283 +7%
ZA
29
Zazove Associates
Nevada
$527K – – –
WAM
30
Wolverine Asset Management
Illinois
$511K +$440K +39,757 +603%
AG
31
Advisor Group
Arizona
$358K -$14.9K -1,350 -4%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$317K -$10.3K -931 -3%
UBS Group
33
UBS Group
Switzerland
$234K +$46.2K +4,173 +24%
WS
34
Wedbush Securities
California
$233K -$16.6K -1,500 -7%
TFS
35
TrustCore Financial Services
Tennessee
$230K – – –
LCM
36
Landscape Capital Management
New Jersey
$222K +$222K +20,113 New
PAS
37
Park Avenue Securities
New York
$219K +$27.7K +2,504 +14%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$200K +$23.2K +2,095 +13%
WOC
39
West Oak Capital
California
$187K +$5.53K +500 +3%
WWMSC
40
Wagner Wealth Management (South Carolina)
South Carolina
$184K -$8.02K -725 -4%
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$177K -$96.5K -8,726 -35%
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$177K +$177K +16,004 New
Fiera Capital (Canada)
43
Fiera Capital (Canada)
Quebec, Canada
$165K +$33.6K +3,037 +25%
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$160K +$150K +13,540 +1,397%
PCM
45
Penserra Capital Management
California
$158K -$53K -4,795 -25%
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
$143K -$23.8K -2,154 -14%
HK
47
Horizon Kinetics
New York
$118K -$9.91K -896 -8%
GWM
48
Geneos Wealth Management
Colorado
$54K – – –
TRCT
49
Tower Research Capital (TRC)
New York
$53K +$31.9K +2,886 +147%
Citigroup
50
Citigroup
New York
$23K +$22.9K +2,070 New