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PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
ZA
26
Zazove Associates
Nevada
$534K
RJA
27
Raymond James & Associates
Florida
$508K +$213K +18,545 +69%
DA
28
Doliver Advisors
Texas
$413K +$424K +36,957 New
AG
29
Advisor Group
Arizona
$378K -$11.5K -1,000 -3%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$345K
Bank of Montreal
31
Bank of Montreal
Ontario, Canada
$276K -$11.6K -1,015 -4%
WS
32
Wedbush Securities
California
$253K
TFS
33
TrustCore Financial Services
Tennessee
$233K
SIA
34
Sit Investment Associates
Minnesota
$224K +$229K +20,000 New
PCM
35
Penserra Capital Management
California
$214K +$55K +4,795 +33%
WWMSC
36
Wagner Wealth Management (South Carolina)
South Carolina
$194K
PAS
37
Park Avenue Securities
New York
$194K +$37.6K +3,275 +23%
UBS Group
38
UBS Group
Switzerland
$191K +$43.6K +3,800 +29%
WOC
39
West Oak Capital
California
$184K
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$179K +$19.8K +1,730 +12%
Commonwealth Equity Services
41
Commonwealth Equity Services
Massachusetts
$169K -$10.6K -921 -6%
Fiera Capital (Canada)
42
Fiera Capital (Canada)
Quebec, Canada
$134K +$10.8K +938 +9%
HK
43
Horizon Kinetics
New York
$130K
GWM
44
Greenwich Wealth Management
Connecticut
$126K -$6.6K -575 -5%
WAM
45
Wolverine Asset Management
Illinois
$73K +$75.6K +6,588 New
GWM
46
Geneos Wealth Management
Colorado
$55K
TSW
47
Thompson Siegel & Walmsley
Virginia
$23K
TRCT
48
Tower Research Capital (TRC)
New York
$22K +$22.5K +1,957 New
CPIG
49
Chicago Partners Investment Group
Illinois
$21K +$11K +956 +103%
SIM
50
Sonora Investment Management
Arizona
$21K +$21.1K +1,842 New