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PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
KFS
26
KMS Financial Services
Washington
$127K +$124K +10,000 New
USGIU
27
U.S. Global Investors (USGI)
Texas
$101K – – –
UGIF
28
US Global Investors Funds
Maine
$101K +$99.6K +8,000 New
US Bancorp
29
US Bancorp
Minnesota
$89K – – –
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$83K +$6.87K +552 +9%
Tower Research Capital (TRC)
31
Tower Research Capital (TRC)
New York
$42K +$20.6K +1,657 +98%
Citigroup
32
Citigroup
New York
$29K -$27.1K -2,174 -49%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$25K – – –
WCM
34
Windsor Capital Management
Arizona
$24K – – –
NES
35
New England Securities
New York
$13K +$8.15K +655 +190%
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$12K – – –
RIA
37
Regal Investment Advisors
Michigan
$3K -$4.26K -342 -63%
MUFG Americas
38
MUFG Americas
New York
$2K +$1.48K +119 New
AIG
39
American International Group
New York
$827 – – –
Baird
40
Baird
Wisconsin
– -$729K -58,054 Closed
DA
41
Doliver Advisors
Texas
– -$188K -14,974 Closed
ICOA
42
Investment Centers of America
North Dakota
– -$182K -14,520 Closed
Pathstone Family Office
43
Pathstone Family Office
New Jersey
– -$43K -3,271 Closed
Wolverine Asset Management
44
Wolverine Asset Management
Illinois
– -$36K -2,923 Closed
Creative Planning
45
Creative Planning
Kansas
– -$13K -1,000 Closed
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
– -$1K -100 Closed
MSI Financial Services
47
MSI Financial Services
Massachusetts
– -$1K -100 Closed
CFA
48
Carroll Financial Associates
North Carolina
– -$460 -37 -86%