Baird’s Pioneer Floating Rate Fund PHD Stock Holding History

Baird’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-58,054	Closed	-$729K	–	1129
2013 Q3	$729K	Buy	+58,054	New	+$748K	0.01%	659

Other funds holding PHD

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Nuveen Charlotte, North Carolina $419B AUM 43.02% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Baird's PHD Position: Q4 2013 in Review

Baird sold out of Pioneer Floating Rate Fund (PHD) in Q4 2013, closing a stake of 58,054 shares — an estimated $729K sold.

Baird first reported a position in PHD in Q3 2013 and held it in 1 quarter. The position peaked at $729K in Q3 2013. 40 funds tracked by Wall St. Rank hold PHD as of Q4 2013.

Baird reported no remaining Pioneer Floating Rate Fund position as of Q4 2013 after selling out during the quarter.
Baird sold 58,054 Pioneer Floating Rate Fund shares in Q4 2013, an estimated $729K.
Baird first reported a position in Pioneer Floating Rate Fund in Q3 2013 and held it in 1 quarter.
Baird's Pioneer Floating Rate Fund position peaked at $729K in Q3 2013.
40 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q4 2013.

Based on Baird's 13F filing for Q4 2013, filed 12 Feb 2014.