LPL Financial
PHD

LPL Financial’s Pioneer Floating Rate Fund PHD Stock Holding History

LPL Financial’s Portfolio PHD Stock Details PHD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-11,820
Closed -$116K – 5940
2025
Q2 		$116K Sell
11,820
-3,014
-20% -$28.7K ﹤0.01% 5237
2025
Q1 		$140K Buy
14,834
+1,789
+14% +$17.2K ﹤0.01% 4964
2024
Q4 		$126K Hold
13,045
– – ﹤0.01% 4945
2024
Q3 		$129K Sell
13,045
-800
-6% -$7.88K ﹤0.01% 4842
2024
Q2 		$134K Sell
13,845
-1,700
-11% -$16.5K ﹤0.01% 4673
2024
Q1 		$150K Buy
15,545
+285
+2% +$2.72K ﹤0.01% 4574
2023
Q4 		$140K Hold
15,260
– – ﹤0.01% 4480
2023
Q3 		$137K Buy
15,260
+2,500
+20% +$22.4K ﹤0.01% 4353
2023
Q2 		$111K Sell
12,760
-73
-0.6% -$626 ﹤0.01% 4305
2023
Q1 		$112K Buy
12,833
+2,433
+23% +$21.9K ﹤0.01% 4185
2022
Q4 		$91.2K Buy
+10,400
New +$90.6K ﹤0.01% 4190
2017
Q2 		– Sell
-76,453
Closed -$938K – 2937
2017
Q1 		$938K Buy
76,453
+6
+0% +$73 0.01% 1308
2016
Q4 		$914K Buy
76,447
+5,322
+7% +$62.5K 0.01% 1275
2016
Q3 		$831K Buy
71,125
+12,668
+22% +$145K 0.01% 1342
2016
Q2 		$671K Sell
58,457
-64,013
-52% -$715K 0.01% 1440
2016
Q1 		$1.34M Buy
122,470
+19,686
+19% +$208K ﹤0.01% 1449
2015
Q4 		$1.12M Buy
102,784
+50,727
+97% +$552K ﹤0.01% 1596
2015
Q3 		$580K Buy
52,057
+1,619
+3% +$18.5K ﹤0.01% 1667
2015
Q2 		$580K Sell
50,438
-12,911
-20% -$150K ﹤0.01% 1787
2015
Q1 		$736K Sell
63,349
-13,408
-17% -$153K ﹤0.01% 1572
2014
Q4 		$873K Sell
76,757
-15,995
-17% -$183K ﹤0.01% 1406
2014
Q3 		$1.09M Sell
92,752
-21,727
-19% -$265K 0.01% 1206
2014
Q2 		$1.43M Sell
114,479
-8,947
-7% -$110K 0.01% 1095
2014
Q1 		$1.56M Sell
123,426
-16,200
-12% -$208K 0.01% 982
2013
Q4 		$1.78M Sell
139,626
-22,267
-14% -$277K 0.01% 893
2013
Q3 		$1.98M Sell
161,893
-14,172
-8% -$182K 0.01% 791
2013
Q2 		$2.33M Buy
+176,065
New +$2.42M 0.02% 652

Other funds holding PHD

AIA
Absolute Investment Advisers Rosemary Beach, Florida $1.03B AUM 1% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $417M AUM 22.81% 1-Year Est. Return
QL
Quarry LP New York $1.2B AUM 47.63% 1-Year Est. Return
Kovitz Investment Group Partners
Kovitz Investment Group Partners Chicago, Illinois $4.52B AUM 31.84% 1-Year Est. Return
SCM
Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
LSPW
Lake Street Private Wealth Chicago, Illinois $874M AUM 26.46% 1-Year Est. Return
EFG
Ethos Financial Group King Of Prussia, Pennsylvania $1.5B AUM 22.75% 1-Year Est. Return
CCFM
Clear Creek Financial Management Silverdale, Washington $1.56B AUM 31.02% 1-Year Est. Return

LPL Financial's PHD Position: Q3 2025 in Review

LPL Financial sold out of Pioneer Floating Rate Fund (PHD) in Q3 2025, closing a stake of 11,820 shares — an estimated $116K sold.

LPL Financial first reported a position in PHD in Q2 2013 and held it in 27 quarters. The position peaked at $2.33M in Q2 2013. 47 funds tracked by Wall St. Rank hold PHD as of Q3 2025.

  • LPL Financial reported no remaining Pioneer Floating Rate Fund position as of Q3 2025 after selling out during the quarter.
  • LPL Financial sold 11,820 Pioneer Floating Rate Fund shares in Q3 2025, an estimated $116K.
  • LPL Financial first reported a position in Pioneer Floating Rate Fund in Q2 2013 and held it in 27 quarters.
  • LPL Financial's Pioneer Floating Rate Fund position peaked at $2.33M in Q2 2013.
  • 47 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q3 2025.

Based on LPL Financial's 13F filing for Q3 2025, filed 12 Nov 2025.