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PGP

PIMCO Global StockPLUS & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$1.96M +$1.75M +85,857 +835%
LPL Financial
2
LPL Financial
California
$1.8M +$235K +11,543 +12%
TCM
3
Traynor Capital Management
Pennsylvania
$1.59M +$387K +18,989 +26%
MFS
4
MSI Financial Services
Massachusetts
$778K -$1.75M -86,051 -69%
Ameriprise
5
Ameriprise
Minnesota
$610K +$31.2K +1,534 +5%
PAG
6
Private Advisor Group
New Jersey
$548K +$91.7K +4,500 +16%
Bank of America
7
Bank of America
North Carolina
$495K +$29.4K +1,443 +6%
IA
8
IFP Advisors
Florida
$371K +$59.1K +2,902 +19%
Morgan Stanley
9
Morgan Stanley
New York
$325K -$58.8K -2,886 -15%
Wells Fargo
10
Wells Fargo
California
$147K +$24.9K +1,224 +20%
FFC
11
First Financial Corp
Indiana
$145K
AG
12
Advisor Group
Arizona
$110K +$38.7K +1,900 +54%
UBS Group
13
UBS Group
Switzerland
$64K -$34K -1,670 -35%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$53K +$14.9K +732 +39%
HI
15
Hudock Inc
Pennsylvania
$41K
GWM
16
Geneos Wealth Management
Colorado
$38K
Citigroup
17
Citigroup
New York
$29K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$20K
JCM
19
Jacobi Capital Management
Pennsylvania
$18K
US Bancorp
20
US Bancorp
Minnesota
$7K
NFG
21
Next Financial Group
Texas
$7K +$7.33K +360 New
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$4K
PCM
23
Penserra Capital Management
California
$3K +$733 +36 +32%
NPC
24
National Planning Corporation
California
-$253K -12,410 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$9K -443 Closed