Penserra Capital Management’s PIMCO Global StockPLUS & Income Fund PGP Stock Holding History

Penserra Capital Management’s Portfolio PGP Stock Details PGP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-162	Closed	-$2K	–	585
2017 Q2	$2K	Buy	162 +14	+9%	+$260	﹤0.01%	508
2017 Q1	$2K	Sell	148 -19	-11%	-$325	﹤0.01%	538
2016 Q4	$2K	Buy	167 +18	+12%	+$291	﹤0.01%	901
2016 Q3	$3K	Buy	149 +36	+32%	+$733	﹤0.01%	918
2016 Q2	$2K	Hold	113	–	–	﹤0.01%	955
2016 Q1	$2	Buy	+113	New	+$2.03K	﹤0.01%	943

Other funds holding PGP

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TCM

Traynor Capital Management Malvern, Pennsylvania $2.18B AUM 62.36% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

FANJ

Financial Architects (New Jersey) Marlton, New Jersey $663M AUM 15.53% 1-Year Est. Return

RCG

Ruggie Capital Group Tavares, Florida $1.94M AUM 7.96% 1-Year Est. Return

Penserra Capital Management's PGP Position: Q3 2017 in Review

Penserra Capital Management sold out of PIMCO Global StockPLUS & Income Fund (PGP) in Q3 2017, closing a stake of 162 shares — an estimated $2K sold.

Penserra Capital Management first reported a position in PGP in Q1 2016 and held it in 6 quarters. The position peaked at $3K in Q3 2016. 22 funds tracked by Wall St. Rank hold PGP as of Q3 2017.

Penserra Capital Management reported no remaining PIMCO Global StockPLUS & Income Fund position as of Q3 2017 after selling out during the quarter.
Penserra Capital Management sold 162 PIMCO Global StockPLUS & Income Fund shares in Q3 2017, an estimated $2K.
Penserra Capital Management first reported a position in PIMCO Global StockPLUS & Income Fund in Q1 2016 and held it in 6 quarters.
Penserra Capital Management's PIMCO Global StockPLUS & Income Fund position peaked at $3K in Q3 2016.
22 funds tracked by Wall St. Rank held PIMCO Global StockPLUS & Income Fund as of Q3 2017.

Based on Penserra Capital Management's 13F filing for Q3 2017, filed 26 Oct 2017.