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PGP

PIMCO Global StockPLUS & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$1.28M -$467K -42,841 -21%
LPL Financial
2
LPL Financial
California
$903K -$65.4K -6,000 -5%
UBS Group
3
UBS Group
Switzerland
$826K +$778K +71,310 +220%
MAFM
4
Mid Atlantic Financial Management
Pennsylvania
$537K +$60K +5,500 +9%
Bank of America
5
Bank of America
North Carolina
$472K +$111K +10,211 +21%
Morgan Stanley
6
Morgan Stanley
New York
$289K -$39.1K -3,584 -9%
Osaic Holdings
7
Osaic Holdings
Arizona
$247K +$338K +30,993 New
MML Investors Services
8
MML Investors Services
Massachusetts
$223K -$18.5K -1,700 -6%
SFS
9
Shaker Financial Services
Virginia
$187K +$256K +23,450 New
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$186K -$9.23K -846 -3%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$134K -$93.7K -8,594 -34%
WAS
12
WESPAC Advisors SoCal
California
$98K +$129K +11,792 New
KA
13
Kovack Advisors
Florida
$84K +$115K +10,508 New
ACM
14
Arlington Capital Management
Illinois
$83K +$113K +10,391 New
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$37K +$50.8K +4,657 New
VCP
16
Verus Capital Partners
Arizona
$24K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$17K -$10.6K -968 -31%
ASN
18
Advisory Services Network
Georgia
$17K +$3.14K +288 +16%
AIC
19
Ameritas Investment Company
Nebraska
$13K +$18.4K +1,691 New
LWM
20
Liberty Wealth Management
California
$12K +$316 +29 +2%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$9K
Citigroup
22
Citigroup
New York
$9K
JCM
23
Jacobi Capital Management
Pennsylvania
$8K
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$8K
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$5K -$48.3K -4,425 -88%