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PGP

PIMCO Global StockPLUS & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$2.13M -$396K -15,459 -14%
MFS
2
MSI Financial Services
Massachusetts
$2.02M +$65.3K +2,550 +3%
Morgan Stanley
3
Morgan Stanley
New York
$1.04M +$367K +14,330 +39%
NPC
4
National Planning Corporation
California
$853K +$42K +1,640 +5%
ZAM
5
Zenit Asset Management
Sweden
$845K +$1.13M +44,000 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$644K +$99.6K +3,885 +14%
VKH
7
Virtu KCG Holdings
New York
$563K +$710K +27,710 New
Bank of America
8
Bank of America
North Carolina
$548K +$133K +5,208 +24%
CNB
9
City National Bank
Delaware
$407K +$513K +20,000 New
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$318K -$15.9K -620 -4%
U
11
UBS
Switzerland
$238K -$73.9K -2,885 -20%
AQR Capital Management
12
AQR Capital Management
Connecticut
$213K +$269K +10,493 New
Goldman Sachs
13
Goldman Sachs
New York
$202K +$254K +9,924 New
GGPS
14
Gary Goldberg Planning Services
New York
$187K +$42.2K +1,645 +22%
FFC
15
First Financial Corp
Indiana
$149K +$17.6K +685 +10%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$92K -$29.8K -1,164 -20%
AIG
17
American International Group
New York
$76K
Creative Planning
18
Creative Planning
Kansas
$71K -$116K -4,531 -56%
HI
19
Hudock Inc
Pennsylvania
$42K
Ameriprise
20
Ameriprise
Minnesota
$41K -$37.2K -1,450 -40%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$41K +$51.7K +2,017 +100,850%
Wells Fargo
22
Wells Fargo
California
$37K -$25.6K -998 -36%
TRCT
23
Tower Research Capital (TRC)
New York
$24K +$25.6K +1,000 +500%
FWM
24
Focused Wealth Management
New York
$8K -$17.9K -700 -64%
GSC
25
Ground Swell Capital
South Carolina
$6K +$5.13K +200 +200%