National Planning Corporation’s PIMCO Global StockPLUS & Income Fund PGP Stock Holding History

National Planning Corporation’s Portfolio PGP Stock Details PGP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-12,410	Closed	-$253K	–	699
2016 Q2	$253K	Hold	12,410	–	–	0.02%	538
2016 Q1	$252K	Sell	12,410 -19,950	-62%	-$359K	0.02%	512
2015 Q4	$563K	Buy	32,360 +19,950	+161%	+$350K	0.05%	371
2015 Q3	$233K	Hold	12,410	–	–	0.02%	514
2015 Q2	$220K	Sell	12,410 -2,342	-16%	-$48.9K	0.02%	556
2015 Q1	$335K	Sell	14,752 -21,960	-60%	-$472K	0.03%	459
2014 Q4	$720K	Sell	36,712 -1,018	-3%	-$21.8K	0.05%	311
2014 Q3	$853K	Buy	37,730 +1,640	+5%	+$42K	0.06%	281
2014 Q2	$933K	Buy	36,090 +4,755	+15%	+$116K	0.07%	261
2014 Q1	$753K	Buy	31,335 +8,372	+36%	+$194K	0.06%	287
2013 Q4	$531K	Buy	22,963 +13,458	+142%	+$309K	0.05%	348
2013 Q3	$216K	Buy	+9,505	New	+$212K	0.02%	578

Other funds holding PGP

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

TCM

Traynor Capital Management Malvern, Pennsylvania $2.18B AUM 62.36% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

National Planning Corporation's PGP Position: Q3 2016 in Review

National Planning Corporation sold out of PIMCO Global StockPLUS & Income Fund (PGP) in Q3 2016, closing a stake of 12,410 shares — an estimated $253K sold.

National Planning Corporation first reported a position in PGP in Q3 2013 and held it in 12 quarters. The position peaked at $933K in Q2 2014. 23 funds tracked by Wall St. Rank hold PGP as of Q3 2016.

National Planning Corporation reported no remaining PIMCO Global StockPLUS & Income Fund position as of Q3 2016 after selling out during the quarter.
National Planning Corporation sold 12,410 PIMCO Global StockPLUS & Income Fund shares in Q3 2016, an estimated $253K.
National Planning Corporation first reported a position in PIMCO Global StockPLUS & Income Fund in Q3 2013 and held it in 12 quarters.
National Planning Corporation's PIMCO Global StockPLUS & Income Fund position peaked at $933K in Q2 2014.
23 funds tracked by Wall St. Rank held PIMCO Global StockPLUS & Income Fund as of Q3 2016.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.